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iShares Core 60/40 Balanced Allocation ETF

37 hedge funds and large institutions have $21.2M invested in iShares Core 60/40 Balanced Allocation ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

12% more funds holding

Funds holding: 3337 (+4)

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

5.02% less ownership

Funds ownership: 14.84%9.82% (-5%)

29% less capital invested

Capital invested by funds: $30M → $21.2M (-$8.76M)

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.99M -$332K -9,141 -8%
CAN
2
Cetera Advisor Networks
California
$1.57M +$606K +16,683 +64%
LIA
3
LBMC Investment Advisors
Tennessee
$1.48M +$144K +3,957 +11%
Ameriprise
4
Ameriprise
Minnesota
$1.37M -$2.15K -59 -0.2%
EA
5
Efficient Advisors
Ohio
$1.16M +$38.5K +1,059 +3%
Bank of America
6
Bank of America
North Carolina
$1.06M -$210K -5,767 -17%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.06M +$7.45K +205 +0.7%
NC
8
NewSquare Capital
Pennsylvania
$961K -$139K -3,829 -13%
VFS
9
VSR Financial Services
Kansas
$907K +$153K +4,207 +21%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$807K +$78K +2,145 +11%
BRM
11
Boston Research & Management
Massachusetts
$783K +$41.4K +1,140 +6%
MG
12
MDE Group
New Jersey
$692K -$17.8K -489 -3%
Morgan Stanley
13
Morgan Stanley
New York
$643K +$195K +5,375 +45%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$560K -$113K -3,100 -17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$515K +$80.1K +2,203 +19%
PAS
16
Partnervest Advisory Services
California
$494K +$334K +9,182 +218%
NPC
17
National Planning Corporation
California
$492K +$184K +5,065 +62%
PI
18
Placemark Investments
Illinois
$453K +$447K +12,288 New
SI
19
SII Investments
Wisconsin
$397K +$17.3K +477 +5%
TAG
20
Tactical Allocation Group
Michigan
$338K -$20.8K -571 -6%
Goldman Sachs
21
Goldman Sachs
New York
$232K +$228K +6,284 New
AAS
22
Annex Advisory Services
Wisconsin
$221K -$3.23K -89 -1%
DFIM
23
Detwiler Fenton Investment Management
Massachusetts
$210K +$207K +5,707 New
EC
24
Estate Counselors
Wisconsin
$203K +$200K +5,500 New
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$152K -$3.67K -101 -2%

AOR Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Core 60/40 Balanced Allocation ETF (AOR) for Q3 2013, worth a combined $21.2M — down 29% from $30M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new AOR positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 12 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $606K. The largest seller was Wells Fargo, cutting an estimated $9.52M.

  • 37 institutional investors held iShares Core 60/40 Balanced Allocation ETF (AOR) as of Q3 2013, up from 33 in Q2 2013.
  • Funds reported $21.2M of iShares Core 60/40 Balanced Allocation ETF stock for Q3 2013, down 29% quarter-over-quarter.
  • 7 funds opened new iShares Core 60/40 Balanced Allocation ETF positions in Q3 2013 and 3 closed out, a net change of +4 holders.
  • The largest iShares Core 60/40 Balanced Allocation ETF buyer in Q3 2013 was Cetera Advisor Networks, an estimated $606K added.
  • The largest iShares Core 60/40 Balanced Allocation ETF seller in Q3 2013 was Wells Fargo, an estimated $9.52M sold.

Based on aggregated 13F filings for Q3 2013.