National Planning Corporation’s AlphaClone Alternative Alpha ETF ALFA Stock Holding History

National Planning Corporation’s Portfolio ALFA Stock Details ALFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-128,085	Closed	-$4.9M	–	779
2015 Q3	$4.9M	Buy	128,085 +8,460	+7%	+$372K	0.45%	48
2015 Q2	$5.39M	Buy	119,625 +28,663	+32%	+$1.31M	0.48%	42
2015 Q1	$4.08M	Buy	90,962 +37,828	+71%	+$1.64M	0.36%	59
2014 Q4	$2.2M	Buy	53,134 +10,452	+24%	+$426K	0.16%	127
2014 Q3	$1.7M	Buy	42,682 +10,553	+33%	+$415K	0.13%	157
2014 Q2	$1.26M	Buy	32,129 +18,491	+136%	+$695K	0.1%	204
2014 Q1	$528K	Buy	+13,638	New	+$525K	0.05%	355

Other funds holding ALFA

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

ACP

Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

ACM

Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return

National Planning Corporation's ALFA Position: Q4 2015 in Review

National Planning Corporation sold out of AlphaClone Alternative Alpha ETF (ALFA) in Q4 2015, closing a stake of 128,085 shares — an estimated $4.9M sold.

National Planning Corporation first reported a position in ALFA in Q1 2014 and held it in 7 quarters. The position peaked at $5.39M in Q2 2015. 35 funds tracked by Wall St. Rank hold ALFA as of Q4 2015.

National Planning Corporation reported no remaining AlphaClone Alternative Alpha ETF position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 128,085 AlphaClone Alternative Alpha ETF shares in Q4 2015, an estimated $4.9M.
National Planning Corporation first reported a position in AlphaClone Alternative Alpha ETF in Q1 2014 and held it in 7 quarters.
National Planning Corporation's AlphaClone Alternative Alpha ETF position peaked at $5.39M in Q2 2015.
35 funds tracked by Wall St. Rank held AlphaClone Alternative Alpha ETF as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.