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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+10.15%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$752M
AUM Growth
+$61.4M
Cap. Flow
-$5.24M
Cap. Flow %
-0.7%
Top 10 Hldgs %
35.98%
Holding
169
New
16
Increased
54
Reduced
64
Closed
8

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$3.1M
2
PM icon
Philip Morris
PM
+$2.11M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.11M
4
ENTG icon
Entegris
ENTG
+$1.89M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.38M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.72M
2
ADBE icon
Adobe
ADBE
+$2.37M
3
META icon
Meta Platforms (Facebook)
META
+$1.94M
4
DE icon
Deere & Co
DE
+$1.89M
5
DIS icon
Walt Disney
DIS
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 16.8%
2 Healthcare 12.55%
3 Financials 9.82%
4 Consumer Staples 9.46%
5 Industrials 8.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHAA
151
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$193K 0.03%
21,249
+50
+0.2% +$453
NXJ
152
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$154K 0.02%
13,654
-9,579
-41% -$107K
NZF icon
153
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$130K 0.02%
+10,754
New +$124K
NUV icon
154
Nuveen Municipal Value Fund
NUV
$1.91B
$114K 0.02%
13,275
-9,750
-42% -$83.2K
MAV
155
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$102K 0.01%
12,615
-23,998
-66% -$188K
NIM icon
156
Nuveen Select Maturities Municipal Fund
NIM
$117M
$90.6K 0.01%
10,000
– –
SBI
157
Western Asset Intermediate Muni Fund
SBI
$108M
$88.7K 0.01%
11,692
-6,032
-34% -$45.1K
FREEW
158
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$64.9K 0.01%
282,211
-188,449
-40% -$34.1K
RIG icon
159
CALL
Transocean
RIG
$5.82B
$60.3K 0.01%
500
-49,500
-99% -$191K
ADAP
160
DELISTED
Adaptimmune Therapeutics
ADAP
$15.1K ﹤0.01%
10,344
– –
XXII
161
22nd Century Group
XXII
$1.48M
– –
0
– –
ALVO icon
162
Alvotech
ALVO
$1.29B
– –
-24,000
Closed -$162K
CF icon
163
CF Industries
CF
$17.3B
– –
-2,221
Closed -$214K
ENPH icon
164
Enphase Energy
ENPH
$5.53B
– –
-1,226
Closed -$340K
FTHY
165
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$498M
– –
-13,447
Closed -$181K
KMI icon
166
CALL
Kinder Morgan
KMI
$68.7B
– –
-44,000
Closed -$8K
QRVO icon
167
Qorvo
QRVO
$8.74B
– –
-3,840
Closed -$305K
SPXU icon
168
ProShares UltraPro Short S&P 500
SPXU
$384M
– –
-870
Closed -$390K
FFAIW
169
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
– –
-12,265
Closed -$2K
3 4 5 6
7

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CHAM
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Narwhal Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Narwhal Capital Management held 169 positions worth $752M, up 8.9% from $691M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Narwhal Capital Management's Q4 2022 filing shows 16 new, 54 increased, 64 reduced and 8 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 15,900 shares worth $2.16M. The largest sale was Pfizer, an estimated $2.72M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Financials.

  • Narwhal Capital Management's largest Q4 2022 buy was State Street Health Care Select Sector SPDR ETF: 15,900 shares worth $2.16M.
  • Narwhal Capital Management added most to RTX Corp in Q4 2022, an estimated $3.1M increase.
  • Narwhal Capital Management's biggest Q4 2022 reduction was Pfizer, cutting an estimated $2.72M.
  • Narwhal Capital Management fully exited ProShares UltraPro Short S&P 500 in Q4 2022, selling an estimated $390K.
  • Narwhal Capital Management's ten largest holdings make up 36% of its $752M portfolio in Q4 2022.
  • Narwhal Capital Management opened 16 new positions and closed 8 in Q4 2022.
  • Narwhal Capital Management's portfolio value rose 8.9% quarter-over-quarter to $752M.

Based on Narwhal Capital Management's 13F filing for Q4 2022, filed 31 Jan 2023.