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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$209M
AUM Growth
+$1.65M
Cap. Flow
-$6.4M
Cap. Flow %
-3.06%
Top 10 Hldgs %
26.3%
Holding
138
New
6
Increased
33
Reduced
49
Closed
5

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.17M
2
PEP icon
PepsiCo
PEP
+$875K
3
RCI icon
Rogers Communications
RCI
+$611K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$533K
5
SO icon
Southern Company
SO
+$429K

Top Sells

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$1.61M
2
LLL
L3 Technologies, Inc.
LLL
+$1.29M
3
AGO icon
Assured Guaranty
AGO
+$975K
4
IBM icon
IBM
IBM
+$800K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$528K

Sector Composition

Rank Sector Weight
1 Materials 11.78%
2 Energy 11.68%
3 Healthcare 11.56%
4 Technology 11.23%
5 Industrials 9.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
1
Vulcan Materials
VMC
$36.9B
$19.6M 9.36%
377,455
-1,329
-0.4% -$65.7K
AAPL icon
2
Apple
AAPL
$4.57T
$5.33M 2.55%
312,900
-700
-0.2% -$11.6K
JPM icon
3
JPMorgan Chase
JPM
$950B
$4.67M 2.24%
90,449
-2,675
-3% -$143K
MSFT icon
4
Microsoft
MSFT
$3.71T
$4.21M 2.02%
126,631
-750
-0.6% -$24.7K
JNJ icon
5
Johnson & Johnson
JNJ
$625B
$3.99M 1.91%
46,053
-500
-1% -$44.9K
CVX icon
6
Chevron
CVX
$366B
$3.82M 1.83%
31,450
-250
-0.8% -$30.7K
DIA icon
7
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$3.44M 1.65%
22,800
– –
GE icon
8
GE Aerospace
GE
$384B
$3.33M 1.59%
29,067
+1,357
+5% +$156K
XOM icon
9
ExxonMobil
XOM
$634B
$3.3M 1.58%
38,337
-50
-0.1% -$4.51K
GD icon
10
General Dynamics
GD
$106B
$3.28M 1.57%
37,496
+1,100
+3% +$93.4K
PFE icon
11
Pfizer
PFE
$153B
$3.28M 1.57%
120,207
-1,212
-1% -$33K
GOOG icon
12
Alphabet (Google) Class C
GOOG
$4.32T
$3.22M 1.54%
147,551
-401
-0.3% -$8.86K
PM icon
13
Philip Morris
PM
$295B
$3.06M 1.46%
35,295
-70
-0.2% -$6.12K
INTC icon
14
Intel
INTC
$513B
$2.69M 1.29%
117,354
+6,225
+6% +$143K
PG icon
15
Procter & Gamble
PG
$339B
$2.62M 1.26%
34,713
-350
-1% -$27.9K
NOC icon
16
Northrop Grumman
NOC
$81.2B
$2.6M 1.25%
27,350
+781
+3% +$72.2K
CMCSA icon
17
Comcast
CMCSA
$90B
$2.6M 1.25%
115,450
-1,300
-1% -$28.3K
SGOL icon
18
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$2.43M 1.16%
186,000
– –
F icon
19
Ford
F
$55.7B
$2.22M 1.06%
131,500
+6,050
+5% +$102K
HD icon
20
Home Depot
HD
$355B
$2.21M 1.06%
29,073
-1,685
-5% -$130K
NEE icon
21
NextEra Energy
NEE
$177B
$2.2M 1.06%
110,000
– –
EXC icon
22
Exelon
EXC
$47B
$2.19M 1.05%
103,426
-1,331
-1% -$29.1K
CSCO icon
23
Cisco
CSCO
$479B
$2.19M 1.05%
93,300
-1,210
-1% -$30K
MDT icon
24
Medtronic
MDT
$112B
$2.18M 1.04%
40,900
+2,000
+5% +$108K
GLD icon
25
SPDR Gold Trust
GLD
$141B
$2.14M 1.03%
16,725
– –
1
2 3 4 5

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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Narwhal Capital Management held 138 positions worth $209M, up 0.8% from $207M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Narwhal Capital Management withdrew a net $6.4M in Q3 2013, closing 5 positions and reducing 49 holdings. Its most notable exit was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, up from 11% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Narwhal Capital Management opened a new position in Oracle worth $1.2M.

  • Narwhal Capital Management's largest Q3 2013 buy was Oracle: 36,150 shares worth $1.2M.
  • Narwhal Capital Management added most to PepsiCo in Q3 2013, an estimated $875K increase.
  • Narwhal Capital Management's biggest Q3 2013 reduction was L3 Technologies, Inc., cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2013, selling an estimated $1.61M.
  • Narwhal Capital Management's ten largest holdings make up 26% of its $209M portfolio in Q3 2013.
  • Narwhal Capital Management opened 6 new positions and closed 5 in Q3 2013.
  • Narwhal Capital Management's portfolio value rose 0.8% quarter-over-quarter to $209M.

Based on Narwhal Capital Management's 13F filing for Q3 2013, filed 1 Nov 2013.