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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
-4.31%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$268M
AUM Growth
-$6.81M
Cap. Flow
+$7.74M
Cap. Flow %
2.89%
Top 10 Hldgs %
33.21%
Holding
133
New
7
Increased
50
Reduced
35
Closed
6

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$2.23M
2
DIS icon
Walt Disney
DIS
+$1.92M
3
LUMN icon
Lumen
LUMN
+$1.27M
4
SEP
Spectra Engy Parters Lp
SEP
+$1.19M
5
BHP icon
BHP
BHP
+$915K

Top Sells

Rank Stock Value
1
EBAY icon
eBay
EBAY
+$2.35M
2
BAX icon
Baxter International
BAX
+$1.33M
3
MIK
Michaels Stores, Inc
MIK
+$1.18M
4
PRU icon
Prudential Financial
PRU
+$1.06M
5
AAP icon
Advance Auto Parts
AAP
+$916K

Sector Composition

Rank Sector Weight
1 Materials 14.78%
2 Healthcare 11.85%
3 Technology 11.56%
4 Financials 11.28%
5 Industrials 10.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDU icon
126
iShares US Utilities ETF
IDU
$1.4B
$227K 0.08%
4,200
– –
CRC
127
DELISTED
California Resources Corporation
CRC
$224K 0.08%
8,620
+1,190
+16% +$46.6K
AAP icon
128
Advance Auto Parts
AAP
$3.49B
– –
-5,753
Closed -$916K
BAX icon
129
Baxter International
BAX
$14.2B
– –
-35,108
Closed -$1.33M
EBAY icon
130
eBay
EBAY
$49.8B
– –
-92,564
Closed -$2.35M
LQD icon
131
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
– –
-2,295
Closed -$266K
VOD icon
132
Vodafone
VOD
$37.4B
– –
-6,863
Closed -$250K
MIK
133
DELISTED
Michaels Stores, Inc
MIK
– –
-43,975
Closed -$1.18M
2 3 4 5
6

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SIM
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CHAM
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HTI
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Narwhal Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Narwhal Capital Management held 133 positions worth $268M, down 2.5% from $275M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Narwhal Capital Management's Q3 2015 filing shows 7 new, 50 increased, 35 reduced and 6 closed positions. Its largest new stake was Lumen: 46,033 shares worth $1.16M. The largest sale was eBay, an estimated $2.35M.

By sector, the portfolio is most concentrated in Materials at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Technology.

  • Narwhal Capital Management's largest Q3 2015 buy was Lumen: 46,033 shares worth $1.16M.
  • Narwhal Capital Management added most to IBM in Q3 2015, an estimated $2.23M increase.
  • Narwhal Capital Management's biggest Q3 2015 reduction was Prudential Financial, cutting an estimated $1.06M.
  • Narwhal Capital Management fully exited eBay in Q3 2015, selling an estimated $2.35M.
  • Narwhal Capital Management's ten largest holdings make up 33% of its $268M portfolio in Q3 2015.
  • Narwhal Capital Management opened 7 new positions and closed 6 in Q3 2015.
  • Narwhal Capital Management's portfolio value fell 2.5% quarter-over-quarter to $268M.

Based on Narwhal Capital Management's 13F filing for Q3 2015, filed 16 Oct 2015.