NCM
KSU

Narwhal Capital Management’s Kansas City Southern KSU Stock Holding History

Narwhal Capital Management’s Portfolio KSU Stock Details KSU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q3 		– Sell
-40,435
Closed -$11.5M – 175
2021
Q2 		$11.5M Sell
40,435
-12,179
-23% -$3.52M 1.45% 21
2021
Q1 		$13.9M Sell
52,614
-791
-1% -$172K 1.88% 14
2020
Q4 		$10.9M Buy
53,405
+5,814
+12% +$1.09M 1.55% 18
2020
Q3 		$8.61M Buy
47,591
+3,844
+9% +$666K 1.39% 20
2020
Q2 		$6.53M Buy
43,747
+5,603
+15% +$788K 1.13% 28
2020
Q1 		$4.85M Buy
38,144
+3,282
+9% +$501K 1.05% 32
2019
Q4 		$5.34M Buy
34,862
+955
+3% +$140K 0.98% 34
2019
Q3 		$4.51M Sell
33,907
-842
-2% -$105K 0.91% 37
2019
Q2 		$4.23M Buy
34,749
+2,976
+9% +$356K 0.88% 39
2019
Q1 		$3.69M Buy
31,773
+5,711
+22% +$617K 0.8% 42
2018
Q4 		$2.49M Buy
26,062
+3,760
+17% +$382K 0.62% 57
2018
Q3 		$2.53M Buy
22,302
+2,460
+12% +$280K 0.56% 61
2018
Q2 		$2.1M Buy
19,842
+2,240
+13% +$244K 0.49% 69
2018
Q1 		$1.93M Buy
17,602
+15,212
+636% +$1.65M 0.45% 72
2017
Q4 		$251K Buy
+2,390
New +$255K 0.06% 139

Other funds holding KSU

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
Parnassus Investments
Parnassus Investments San Francisco, California $37.4B AUM 35.42% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Narwhal Capital Management's KSU Position: Q3 2021 in Review

Narwhal Capital Management sold out of Kansas City Southern (KSU) in Q3 2021, closing a stake of 40,435 shares — an estimated $11.5M sold.

Narwhal Capital Management first reported a position in KSU in Q4 2017 and held it in 15 quarters. The position peaked at $13.9M in Q1 2021. 733 funds tracked by Wall St. Rank hold KSU as of Q3 2021.

  • Narwhal Capital Management reported no remaining Kansas City Southern position as of Q3 2021 after selling out during the quarter.
  • Narwhal Capital Management sold 40,435 Kansas City Southern shares in Q3 2021, an estimated $11.5M.
  • Narwhal Capital Management first reported a position in Kansas City Southern in Q4 2017 and held it in 15 quarters.
  • Narwhal Capital Management's Kansas City Southern position peaked at $13.9M in Q1 2021.
  • 733 funds tracked by Wall St. Rank held Kansas City Southern as of Q3 2021.

Based on Narwhal Capital Management's 13F filing for Q3 2021, filed 22 Oct 2021.