Moors & Cabot’s RiverNorth Flexible Municipal Income Fund RFM Stock Holding History

Moors & Cabot’s Portfolio RFM Stock Details RFM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-41,000	Closed	-$586K	–	884
2023 Q3	$586K	Sell	41,000 -9,000	-18%	-$141K	0.04%	390
2023 Q2	$795K	Buy	50,000 +5,000	+11%	+$76.7K	0.05%	317
2023 Q1	$697K	Sell	45,000 -1,000	-2%	-$16K	0.05%	345
2022 Q4	$721K	Buy	+46,000	New	+$727K	0.05%	334

Other funds holding RFM

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Moors & Cabot's RFM Position: Q4 2023 in Review

Moors & Cabot sold out of RiverNorth Flexible Municipal Income Fund (RFM) in Q4 2023, closing a stake of 41,000 shares — an estimated $586K sold.

Moors & Cabot first reported a position in RFM in Q4 2022 and held it in 4 quarters. The position peaked at $795K in Q2 2023. 19 funds tracked by Wall St. Rank hold RFM as of Q4 2023.

Moors & Cabot reported no remaining RiverNorth Flexible Municipal Income Fund position as of Q4 2023 after selling out during the quarter.
Moors & Cabot sold 41,000 RiverNorth Flexible Municipal Income Fund shares in Q4 2023, an estimated $586K.
Moors & Cabot first reported a position in RiverNorth Flexible Municipal Income Fund in Q4 2022 and held it in 4 quarters.
Moors & Cabot's RiverNorth Flexible Municipal Income Fund position peaked at $795K in Q2 2023.
19 funds tracked by Wall St. Rank held RiverNorth Flexible Municipal Income Fund as of Q4 2023.

Based on Moors & Cabot's 13F filing for Q4 2023, filed 14 Feb 2024.