LPL Financial’s RiverNorth Flexible Municipal Income Fund RFM Stock Holding History

LPL Financial’s Portfolio RFM Stock Details RFM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$186K	Buy	13,226 +1,605	+14%	+$23K	﹤0.01%	5529
2025 Q4	$162K	Buy	+11,621	New	+$166K	﹤0.01%	5506
2025 Q2	–	Sell	-25,004	Closed	-$370K	–	5667
2025 Q1	$370K	Sell	25,004 -375	-1%	-$5.73K	﹤0.01%	4429
2024 Q4	$377K	Sell	25,379 -21,341	-46%	-$338K	﹤0.01%	4333
2024 Q3	$761K	Sell	46,720 -1,000	-2%	-$16K	﹤0.01%	3647
2024 Q2	$773K	Hold	47,720	–	–	﹤0.01%	3492
2024 Q1	$776K	Sell	47,720 -1,716	-3%	-$27.1K	﹤0.01%	3415
2023 Q4	$765K	Sell	49,436 -21,648	-30%	-$312K	﹤0.01%	3291
2023 Q3	$1.02M	Sell	71,084 -17,486	-20%	-$273K	﹤0.01%	2877
2023 Q2	$1.41M	Buy	88,570 +842	+1%	+$12.9K	﹤0.01%	2568
2023 Q1	$1.36M	Hold	87,728	–	–	﹤0.01%	2500
2022 Q4	$1.38M	Buy	87,728 +58,148	+197%	+$918K	﹤0.01%	2390
2022 Q3	$460K	Buy	29,580 +7,310	+33%	+$124K	﹤0.01%	3230
2022 Q2	$372K	Buy	+22,270	New	+$384K	﹤0.01%	3448

Other funds holding RFM

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFM

Professional Financial Management Appleton, Wisconsin $98.6M AUM

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

EPG

Estate Planners Group Yardley, Pennsylvania $208M AUM

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial's RFM Position: Q1 2026 in Review

LPL Financial increased its RiverNorth Flexible Municipal Income Fund (RFM) stake by 14% in Q1 2026, buying an estimated $23K and bringing the position to 13,226 shares worth $186K. The position accounts for ﹤0.01% of the portfolio, ranked #5529.

LPL Financial first reported a position in RFM in Q2 2022 and has held it in 14 quarters since. The position peaked at $1.41M in Q2 2023. 27 funds tracked by Wall St. Rank hold RFM as of Q1 2026.

LPL Financial held 13,226 shares of RiverNorth Flexible Municipal Income Fund worth $186K as of Q1 2026.
LPL Financial bought 1,605 RiverNorth Flexible Municipal Income Fund shares in Q1 2026, an estimated $23K.
RiverNorth Flexible Municipal Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #5529 holding.
LPL Financial first reported a position in RiverNorth Flexible Municipal Income Fund in Q2 2022 and has held it in 14 quarters since.
LPL Financial's RiverNorth Flexible Municipal Income Fund position peaked at $1.41M in Q2 2023.
27 funds tracked by Wall St. Rank held RiverNorth Flexible Municipal Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.