Moors & Cabot
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Moors & Cabot’s PGIM AAA CLO ETF PAAA Stock Holding History

Moors & Cabot’s Portfolio PAAA Stock Details PAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$245K Buy
+4,778
New +$246K 0.01% 842
2026
Q2 		– Sell
-4,463
Closed -$228K – 986
2026
Q1 		$228K Buy
+4,463
New +$229K 0.01% 816

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1900 Wealth Management
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Ocean Park Asset Management
Ocean Park Asset Management Santa Monica, California $1.65B AUM 1.83% 1-Year Est. Return
Norden Group
Norden Group Provo, Utah $1.33B AUM 30.5% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $191B AUM 30.51% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
Independent Financial Group
Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return
Highline Wealth Partners
Highline Wealth Partners Sherman Oaks, California $527M AUM 13.86% 1-Year Est. Return
Main Street Group
Main Street Group Glen Allen, Virginia $445M AUM 22.95% 1-Year Est. Return
Foguth Wealth Management
Foguth Wealth Management Brighton, Michigan $986M AUM 11.51% 1-Year Est. Return

Moors & Cabot's PAAA Position: Q3 2026 in Review

Moors & Cabot opened a new position in PGIM AAA CLO ETF (PAAA) in Q3 2026: 4,778 shares worth $245K. The stake represents 0.01% of the portfolio and ranks #842 among its holdings. This is a return to the name: Moors & Cabot previously reported a position in PAAA as recently as Q1 2026.

Moors & Cabot first reported a position in PAAA in Q1 2026 and has held it in 2 quarters since. 170 funds tracked by Wall St. Rank hold PAAA as of Q3 2026.

  • Moors & Cabot held 4,778 shares of PGIM AAA CLO ETF worth $245K as of Q3 2026.
  • PGIM AAA CLO ETF was a new Moors & Cabot position in Q3 2026.
  • PGIM AAA CLO ETF made up 0.01% of Moors & Cabot's portfolio in Q3 2026, its #842 holding.
  • Moors & Cabot first reported a position in PGIM AAA CLO ETF in Q1 2026 and has held it in 2 quarters since.
  • 170 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q3 2026.

Based on Moors & Cabot's 13F filing for Q3 2026, filed 6 Nov 2026.