Moors & Cabot’s AllianzIM U.S. Equity Buffer20 Oct ETF OCTW Stock Holding History

Moors & Cabot’s Portfolio OCTW Stock Details OCTW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$224K	Hold	5,330	–	–	0.01%	876
2026 Q2	$218K	Sell	5,330 -250	-4%	-$10.1K	0.01%	871
2026 Q1	$215K	Sell	5,580 -550	-9%	-$21.5K	0.01%	835
2025 Q4	$239K	Buy	+6,130	New	+$237K	0.01%	790

Other funds holding OCTW

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Guardian Capital (Pennsylvania) Wexford, Pennsylvania $132M AUM 27.32% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $840M AUM 13.7% 1-Year Est. Return

Elevation Wealth Management Eden Prairie, Minnesota $148M AUM 25.29% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Long Island Wealth Management Melville, New York $256M AUM 12.83% 1-Year Est. Return

AFP

Advus Financial Partners Winter Park, Florida $355M AUM 12.67% 1-Year Est. Return

Moors & Cabot's OCTW Position: Q3 2026 in Review

Moors & Cabot held its AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) position steady in Q3 2026 at 5,330 shares worth $224K. The position accounts for 0.01% of the portfolio, ranked #876.

Moors & Cabot first reported a position in OCTW in Q4 2025 and has held it in 4 quarters since. The position peaked at $239K in Q4 2025. 46 funds tracked by Wall St. Rank hold OCTW as of Q3 2026.

Moors & Cabot held 5,330 shares of AllianzIM U.S. Equity Buffer20 Oct ETF worth $224K as of Q3 2026.
Moors & Cabot left its AllianzIM U.S. Equity Buffer20 Oct ETF share count unchanged in Q3 2026.
AllianzIM U.S. Equity Buffer20 Oct ETF made up 0.01% of Moors & Cabot's portfolio in Q3 2026, its #876 holding.
Moors & Cabot first reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF in Q4 2025 and has held it in 4 quarters since.
Moors & Cabot's AllianzIM U.S. Equity Buffer20 Oct ETF position peaked at $239K in Q4 2025.
46 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer20 Oct ETF as of Q3 2026.

Based on Moors & Cabot's 13F filing for Q3 2026, filed 6 Nov 2026.