Moors & Cabot’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Moors & Cabot’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-9,117	Closed	-$904K	–	655
2019 Q3	$904K	Buy	9,117 +1,105	+14%	+$110K	0.1%	208
2019 Q2	$802K	Buy	+8,012	New	+$801K	0.1%	212
2018 Q4	–	Sell	-3,014	Closed	-$303K	–	538
2018 Q3	$303K	Buy	3,014 +500	+20%	+$50.1K	0.04%	421
2018 Q2	$250K	Buy	2,514 +484	+24%	+$48.4K	0.03%	463
2018 Q1	$202K	Buy	+2,030	New	+$204K	0.03%	536
2015 Q1	–	Sell	-4,422	Closed	-$447K	–	527
2014 Q4	$447K	Sell	4,422 -712	-14%	-$73.5K	0.08%	286
2014 Q3	$532K	Buy	5,134 +346	+7%	+$36.5K	0.09%	243
2014 Q2	$513K	Buy	+4,788	New	+$512K	0.09%	256

Other funds holding HYS

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

GLR

Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State of Tennessee, Department of Treasury Nashville, Tennessee $29.8B AUM 29.48% 1-Year Est. Return

Moors & Cabot's HYS Position: Q4 2019 in Review

Moors & Cabot sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q4 2019, closing a stake of 9,117 shares — an estimated $904K sold.

Moors & Cabot first reported a position in HYS in Q2 2014 and held it in 8 quarters. The position peaked at $904K in Q3 2019. 248 funds tracked by Wall St. Rank hold HYS as of Q4 2019.

Moors & Cabot reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q4 2019 after selling out during the quarter.
Moors & Cabot sold 9,117 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q4 2019, an estimated $904K.
Moors & Cabot first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q2 2014 and held it in 8 quarters.
Moors & Cabot's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $904K in Q3 2019.
248 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q4 2019.

Based on Moors & Cabot's 13F filing for Q4 2019, filed 28 Jan 2020.