Modern Wealth Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Modern Wealth Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-10,920	Closed	-$158K	–	881
2025 Q3	$158K	Sell	10,920 -2,906	-21%	-$40.9K	﹤0.01%	776
2025 Q2	$192K	Buy	13,826 +784	+6%	+$10.7K	﹤0.01%	743
2025 Q1	$189K	Buy	13,042 +711	+6%	+$10.3K	0.01%	652
2024 Q4	$177K	Buy	12,331 +24	+0.2%	+$349	0.01%	558
2024 Q3	$177K	Buy	12,307 +25	+0.2%	+$357	0.01%	418
2024 Q2	$176K	Buy	+12,282	New	+$176K	0.01%	386

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Align Financial Hermantown, Minnesota $176M AUM

XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return

MTI

Merrithew & Thorsten Inc San Diego, California $106M AUM

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

Modern Wealth Management's PTY Position: Q4 2025 in Review

Modern Wealth Management sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2025, closing a stake of 10,920 shares — an estimated $158K sold.

Modern Wealth Management first reported a position in PTY in Q2 2024 and held it in 6 quarters. The position peaked at $192K in Q2 2025. 217 funds tracked by Wall St. Rank hold PTY as of Q4 2025.

Modern Wealth Management reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2025 after selling out during the quarter.
Modern Wealth Management sold 10,920 PIMCO Corporate & Income Opportunity Fund shares in Q4 2025, an estimated $158K.
Modern Wealth Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2024 and held it in 6 quarters.
Modern Wealth Management's PIMCO Corporate & Income Opportunity Fund position peaked at $192K in Q2 2025.
217 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2025.

Based on Modern Wealth Management's 13F filing for Q4 2025, filed 17 Feb 2026.