MML Investors Services’s Innovator US Equity Ultra Buffer ETF May UMAY Stock Holding History

MML Investors Services’s Portfolio UMAY Stock Details UMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$366K	Sell	9,951 -11,632	-54%	-$427K	﹤0.01%	2435
2025 Q4	$789K	Hold	21,583	–	–	﹤0.01%	1957
2025 Q3	$774K	Hold	21,583	–	–	﹤0.01%	1901
2025 Q2	$750K	Buy	21,583 +14,770	+217%	+$496K	﹤0.01%	1830
2025 Q1	$228K	Sell	6,813 -1,300	-16%	-$44K	﹤0.01%	2467
2024 Q4	$273K	Hold	8,113	–	–	﹤0.01%	2327
2024 Q3	$268K	Hold	8,113	–	–	﹤0.01%	2253
2024 Q2	$259K	Sell	8,113 -9,147	-53%	-$284K	﹤0.01%	2184
2024 Q1	$522K	Hold	17,260	–	–	﹤0.01%	1768
2023 Q4	$508K	Sell	17,260 -3,986	-19%	-$113K	﹤0.01%	1739
2023 Q3	$588K	Sell	21,246 -400	-2%	-$11.2K	﹤0.01%	1523
2023 Q2	$605K	Buy	+21,646	New	+$588K	﹤0.01%	1515

Other funds holding UMAY

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $390M AUM 20.62% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

MML Investors Services's UMAY Position: Q1 2026 in Review

MML Investors Services reduced its Innovator US Equity Ultra Buffer ETF May (UMAY) stake by 54% in Q1 2026, selling an estimated $427K and leaving 9,951 shares worth $366K. The position accounts for ﹤0.01% of the portfolio, ranked #2435.

MML Investors Services first reported a position in UMAY in Q2 2023 and has held it in 12 quarters since. The position peaked at $789K in Q4 2025. 45 funds tracked by Wall St. Rank hold UMAY as of Q1 2026.

MML Investors Services held 9,951 shares of Innovator US Equity Ultra Buffer ETF May worth $366K as of Q1 2026.
MML Investors Services sold 11,632 Innovator US Equity Ultra Buffer ETF May shares in Q1 2026, an estimated $427K.
Innovator US Equity Ultra Buffer ETF May made up ﹤0.01% of MML Investors Services's portfolio in Q1 2026, its #2435 holding.
MML Investors Services first reported a position in Innovator US Equity Ultra Buffer ETF May in Q2 2023 and has held it in 12 quarters since.
MML Investors Services's Innovator US Equity Ultra Buffer ETF May position peaked at $789K in Q4 2025.
45 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF May as of Q1 2026.

Based on MML Investors Services's 13F filing for Q1 2026, filed 4 May 2026.