MML Investors Services
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MML Investors Services’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

MML Investors Services’s Portfolio GAUG Stock Details GAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-6,247
Closed -$245K – 3061
2025
Q4 		$245K Hold
6,247
– – ﹤0.01% 2761
2025
Q3 		$241K Buy
+6,247
New +$236K ﹤0.01% 2662

Other funds holding GAUG

AAP
Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
AP
Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return
MAM
Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HI
Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return
MCM
MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return

MML Investors Services's GAUG Position: Q1 2026 in Review

MML Investors Services sold out of FT Vest US Equity Moderate Buffer ETF August (GAUG) in Q1 2026, closing a stake of 6,247 shares — an estimated $245K sold.

MML Investors Services first reported a position in GAUG in Q3 2025 and held it in 2 quarters. The position peaked at $245K in Q4 2025. 104 funds tracked by Wall St. Rank hold GAUG as of Q1 2026.

  • MML Investors Services reported no remaining FT Vest US Equity Moderate Buffer ETF August position as of Q1 2026 after selling out during the quarter.
  • MML Investors Services sold 6,247 FT Vest US Equity Moderate Buffer ETF August shares in Q1 2026, an estimated $245K.
  • MML Investors Services first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q3 2025 and held it in 2 quarters.
  • MML Investors Services's FT Vest US Equity Moderate Buffer ETF August position peaked at $245K in Q4 2025.
  • 104 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q1 2026.

Based on MML Investors Services's 13F filing for Q1 2026, filed 4 May 2026.