MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
-10.39%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$477M
AUM Growth
+$477M
Cap. Flow
+$131M
Cap. Flow %
27.51%
Top 10 Hldgs %
28.5%
Holding
228
New
33
Increased
69
Reduced
35
Closed
42

Top Buys

1
XLE icon
Energy Select Sector SPDR Fund
XLE
$25.7M
2
XLB icon
Materials Select Sector SPDR Fund
XLB
$16.6M
3
HUM icon
Humana
HUM
$13.4M
4
XHB icon
SPDR S&P Homebuilders ETF
XHB
$10.4M
5
BIIB icon
Biogen
BIIB
$6.02M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.44M
2
GDX icon
VanEck Gold Miners ETF
GDX
$3.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$2.92M
4
RCS
PIMCO Strategic Income Fund
RCS
$2.79M
5
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$2.63M

Sector Composition

1 Healthcare 26.79%
2 Real Estate 2.66%
3 Financials 2.22%
4 Materials 0.47%
5 Communication Services 0.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WRLD icon
201
World Acceptance Corp
WRLD
$941M
– –
0
– –
XBI icon
202
SPDR S&P Biotech ETF
XBI
$5.29B
– –
0
– –
ATYR
203
aTyr Pharma
ATYR
$560M
– –
-50,665
Closed -$938K
CTLT
204
DELISTED
CATALENT, INC.
CTLT
– –
-11,000
Closed -$323K
HEWG
205
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-12,000
Closed -$313K
AGFS
206
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
– –
-20,300
Closed -$254K
TWTR
207
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
NYMTO
208
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-51,200
Closed -$1.23M
S
209
DELISTED
Sprint Corporation
S
– –
0
– –
MNI
210
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-110,792
Closed -$120K
WCG
211
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
0
– –
ALDR
212
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
– –
-4,800
Closed -$254K
HZNP
213
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-10,640
Closed -$370K
AET
214
DELISTED
Aetna Inc
AET
– –
0
– –
DRA
215
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-253,102
Closed -$4.44M
STJ
216
DELISTED
St Jude Medical
STJ
– –
0
– –
PVA
217
DELISTED
PENN VIRGINIA CORP
PVA
– –
-110,000
Closed -$482K
ARMF
218
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
– –
-36,092
Closed -$679K
BRLI
219
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-10,000
Closed -$413K
CTRX
220
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-30,000
Closed -$1.83M
WLT
221
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
0
– –
KHI
222
DELISTED
Deutsche High Income Trust
KHI
– –
-165,784
Closed -$1.41M
IRR
223
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-24,600
Closed -$192K
BKK
224
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-18,299
Closed -$283K
MTGE
225
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-11,993
Closed -$192K
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9
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