MIG

Mariner Investment Group Portfolio holdings

AUM $277M
1-Year Return 14.53%
This Quarter Return
+1.06%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$587M
AUM Growth
+$111M
Cap. Flow
+$100M
Cap. Flow %
17.07%
Top 10 Hldgs %
35.9%
Holding
328
New
101
Increased
62
Reduced
29
Closed
62

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$7.26M
2
JGH icon
Nuveen Global High Income Fund
JGH
$6.4M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$6.13M
4
EFT
Eaton Vance Floating-Rate Income Trust
EFT
$5.88M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
$5.78M

Top Sells

1
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$8.08M
2
BOI
Brookfield Mtge Opportunity Fd
BOI
$6.24M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$4.86M
4
IVR icon
Invesco Mortgage Capital
IVR
$4.4M
5
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$4.1M

Sector Composition

1 Healthcare 13.67%
2 Technology 3.32%
3 Industrials 2.75%
4 Financials 1.57%
5 Real Estate 1.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CET
201
Central Securities Corp
CET
$1.45B
$238K 0.04%
+10,847
New +$238K
CIK
202
Credit Suisse Asset Management Income Fund
CIK
$163M
$230K 0.04%
+70,000
New +$230K
BBBY
203
DELISTED
Bed Bath & Beyond Inc
BBBY
$229K 0.04%
+3,000
New +$229K
IQI icon
204
Invesco Quality Municipal Securities
IQI
$507M
$222K 0.04%
+17,779
New +$222K
VGM icon
205
Invesco Trust Investment Grade Municipals
VGM
$527M
$219K 0.04%
+16,476
New +$219K
RVT icon
206
Royce Value Trust
RVT
$1.96B
$188K 0.03%
+13,120
New +$188K
NXK
207
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$184K 0.03%
+13,900
New +$184K
MUJ icon
208
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$589M
$159K 0.03%
11,020
– –
MEN
209
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$159K 0.03%
13,945
-62,969
-82% -$718K
UNAM
210
DELISTED
Unico American Corp
UNAM
$149K 0.03%
13,000
– –
OHAI
211
DELISTED
OHA Investment Corporation
OHAI
$135K 0.02%
28,773
-131,227
-82% -$616K
UONEK icon
212
Urban One Class D
UONEK
$42.7M
$125K 0.02%
74,700
+45,000
+152% +$75.3K
CVEO icon
213
Civeo
CVEO
$294M
$123K 0.02%
+2,500
New +$123K
NYH
214
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$122K 0.02%
+10,162
New +$122K
PHF
215
DELISTED
Pacholder High Yield
PHF
$114K 0.02%
+15,551
New +$114K
GPM
216
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$93K 0.02%
+10,800
New +$93K
HIO
217
Western Asset High Income Opportunity Fund
HIO
$375M
$92K 0.02%
+17,150
New +$92K
ASXC
218
DELISTED
Asensus Surgical, Inc.
ASXC
$36K 0.01%
962
– –
A icon
219
Agilent Technologies
A
$36.5B
– –
0
– –
AEO icon
220
American Eagle Outfitters
AEO
$3.26B
– –
-11,000
Closed -$160K
AGNC icon
221
AGNC Investment
AGNC
$10.8B
– –
-180,000
Closed -$3.83M
AMCX icon
222
AMC Networks
AMCX
$328M
– –
-21,000
Closed -$1.23M
APA icon
223
APA Corp
APA
$8.14B
– –
0
– –
BA icon
224
Boeing
BA
$174B
– –
0
– –
BK icon
225
Bank of New York Mellon
BK
$73.1B
– –
0
– –
7 8
9
10 11