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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
176
American Eagle Outfitters
AEO
$2.88B
$160K 0.03%
11,000
-38,000
-78% -$467K
VOLC
177
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$160K 0.03%
15,000
– –
UNAM
178
DELISTED
Unico American Corp
UNAM
$157K 0.03%
13,000
– –
MUJ icon
179
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$154K 0.03%
11,020
– –
WMC
180
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$148K 0.03%
+1,000
New +$145K
TJX icon
181
CALL
TJX Companies
TJX
$174B
$145K 0.03%
75,000
+55,000
+275% +$1.55M
MDR
182
DELISTED
McDermott International
MDR
$143K 0.03%
8,333
– –
XLK icon
183
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
$95K 0.02%
142,000
-28,000
-16% -$554K
HERZ
184
Herzfeld Credit Income Fund
HERZ
$32.3M
$94K 0.02%
+1,513
New +$95.4K
UONEK icon
185
Urban One Class D
UONEK
$22.8M
$94K 0.02%
+2,970
New +$110K
TAP icon
186
CALL
Molson Coors Class B
TAP
$7.79B
$79K 0.02%
15,000
+5,000
+50% +$365K
ADAM
187
Adamas Trust
ADAM
$815M
$72K 0.01%
+2,500
New +$77.8K
HLF icon
188
CALL
Herbalife
HLF
$1.29B
$66K 0.01%
400,000
– –
JAH
189
CALL
DELISTED
JARDEN CORPORATION
JAH
$62K 0.01%
30,000
+15,000
+100% +$587K
SLXP
190
CALL
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$58K 0.01%
+18,000
New +$2.61M
AGN
191
CALL
DELISTED
Allergan plc
AGN
$57K 0.01%
+15,000
New +$3.36M
ASXC
192
DELISTED
Asensus Surgical, Inc.
ASXC
$55K 0.01%
962
– –
QCOM icon
193
CALL
Qualcomm
QCOM
$155B
$54K 0.01%
+25,000
New +$1.91M
SIRI icon
194
SiriusXM
SIRI
$9.98B
$52K 0.01%
+1,500
New +$52.4K
A icon
195
CALL
Agilent Technologies
A
$39.1B
$51K 0.01%
+27,960
New +$1.14M
WRLD icon
196
PUT
World Acceptance Corp
WRLD
$838M
$51K 0.01%
20,100
-7,500
-27% -$582K
XLP icon
197
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$51K 0.01%
30,000
-39,000
-57% -$1.75M
BEAV
198
CALL
DELISTED
B/E Aerospace Inc
BEAV
$49K 0.01%
+17,263
New +$1.09M
TGT icon
199
CALL
Target
TGT
$65.6B
$48K 0.01%
+12,500
New +$757K
CMCSA icon
200
CALL
Comcast
CMCSA
$85B
$47K 0.01%
+55,000
New +$1.51M
6 7
8
9 10

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.