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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+3.01%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$194M
AUM Growth
-$102M
Cap. Flow
-$82.5M
Cap. Flow %
-42.5%
Top 10 Hldgs %
50.36%
Holding
152
New
9
Increased
10
Reduced
42
Closed
72

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$23.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.9M
3
EEP
Enbridge Energy Partners
EEP
+$2.71M
4
PAA icon
Plains All American Pipeline
PAA
+$2.7M
5
MPLX icon
MPLX
MPLX
+$2.63M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.14M
2
SEVN
Seven Hills Realty Trust
SEVN
+$6.74M
3
SHPG
Shire pic
SHPG
+$6.51M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.31M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$6.3M

Sector Composition

Rank Sector Weight
1 Energy 25.44%
2 Real Estate 2.51%
3 Financials 2.31%
4 Communication Services 0.57%
5 Consumer Discretionary 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMO
126
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-20,778
Closed -$1.43M
RDS.A
127
PUT
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-131,300
Closed -$18K
XLRN
128
DELISTED
Acceleron Pharma
XLRN
– –
-27,700
Closed -$941K
ALXN
129
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-54,000
Closed -$6.3M
AGN
130
DELISTED
Allergan plc
AGN
– –
-21,200
Closed -$4.9M
ONCE
131
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-20,150
Closed -$1.03M
ZF
132
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-22,884
Closed -$288K
AET
133
DELISTED
Aetna Inc
AET
– –
-17,000
Closed -$2.08M
KST
134
DELISTED
Deutsche Strategic Income Trust
KST
– –
-39,526
Closed -$454K
EVHC
135
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-12,191
Closed -$926K
JUNO
136
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-17,700
Closed -$680K
KITE
137
DELISTED
Kite Pharma, Inc.
KITE
– –
-9,300
Closed -$465K
MACK
138
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-8,019
Closed -$340K
XRDC
139
DELISTED
Crossroads Capital, Inc
XRDC
– –
-54,278
Closed -$112K
ADPT
140
DELISTED
Adeptus Health Inc
ADPT
– –
-39,000
Closed -$2.02M
ARIA
141
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-169,000
Closed -$1.25M
AMSG
142
DELISTED
Amsurg Corp
AMSG
– –
-7,000
Closed -$543K
KMM
143
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-225,000
Closed -$1.83M
JFC
144
DELISTED
JPMorgan China Region Fund, Inc.
JFC
– –
-48,364
Closed -$735K
CELG
145
DELISTED
Celgene Corp
CELG
– –
-60,500
Closed -$5.97M
SHPG
146
DELISTED
Shire pic
SHPG
– –
-35,343
Closed -$6.51M
MDVN
147
DELISTED
MEDIVATION, INC.
MDVN
– –
-92,300
Closed -$5.57M
AMTG
148
CALL
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-56,100
Closed -$72K
CFD
149
DELISTED
Nuveen Diversified Commodity Fnd
CFD
– –
-90,246
Closed -$886K
2 3 4 5
6

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Mariner Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Mariner Investment Group held 152 positions worth $194M, down 34% from $296M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Mariner Investment Group withdrew a net $82.5M in Q3 2016, closing 72 positions and reducing 42 holdings. Its most notable exit was Shire pic, an estimated $6.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 25% of assets, up from 11% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Mariner Investment Group opened a new position in Invesco Senior Loan ETF worth $23.2M.

  • Mariner Investment Group's largest Q3 2016 buy was Invesco Senior Loan ETF: 1,000,000 shares worth $23.2M.
  • Mariner Investment Group added most to Enbridge Energy Partners in Q3 2016, an estimated $2.71M increase.
  • Mariner Investment Group's biggest Q3 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $7.14M.
  • Mariner Investment Group fully exited Shire pic in Q3 2016, selling an estimated $6.51M.
  • Mariner Investment Group's ten largest holdings make up 50% of its $194M portfolio in Q3 2016.
  • Mariner Investment Group opened 9 new positions and closed 72 in Q3 2016.
  • Mariner Investment Group's portfolio value fell 34% quarter-over-quarter to $194M.

Based on Mariner Investment Group's 13F filing for Q3 2016, filed 3 Nov 2016.