MIG

Mariner Investment Group Portfolio holdings

AUM $277M
1-Year Return 14.53%
This Quarter Return
-0.99%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$476M
AUM Growth
-$35.4M
Cap. Flow
-$32.8M
Cap. Flow %
-6.9%
Top 10 Hldgs %
41.4%
Holding
299
New
46
Increased
55
Reduced
55
Closed
65

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
$4.4M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$4.1M
4
AGNC icon
AGNC Investment
AGNC
$3.83M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3.77M

Top Sells

1
DSL
DoubleLine Income Solutions Fund
DSL
$6.84M
2
SLA
AMERICAN SELECT PTFL INC
SLA
$5.5M
3
MUE icon
BlackRock MuniHoldings Quality Fund II
MUE
$4.35M
4
GILD icon
Gilead Sciences
GILD
$4.12M
5
REGN icon
Regeneron Pharmaceuticals
REGN
$3.96M

Sector Composition

1 Healthcare 11.4%
2 Technology 4.22%
3 Real Estate 4.17%
4 Industrials 3.75%
5 Financials 2.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JFR icon
126
Nuveen Floating Rate Income Fund
JFR
$1.13B
$700K 0.14%
62,007
-285,514
-82% -$3.22M
RRC icon
127
Range Resources
RRC
$8.32B
$678K 0.14%
+10,000
New +$678K
PARA
128
DELISTED
Paramount Global Class B
PARA
$669K 0.14%
+12,500
New +$669K
SAM icon
129
Boston Beer
SAM
$2.38B
$643K 0.13%
2,900
+900
+45% +$200K
NQP icon
130
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$601K 0.12%
44,106
– –
QCOM icon
131
Qualcomm
QCOM
$172B
$598K 0.12%
+8,000
New +$598K
CMI icon
132
Cummins
CMI
$55.2B
$594K 0.12%
+4,500
New +$594K
ASNA
133
DELISTED
Ascena Retail Group, Inc.
ASNA
$532K 0.11%
2,000
+750
+60% +$200K
ATRS
134
DELISTED
Antares Pharma, Inc.
ATRS
$515K 0.11%
281,477
-15,000
-5% -$27.4K
PRTA icon
135
Prothena Corp
PRTA
$442M
$492K 0.1%
22,200
+8,200
+59% +$182K
UPS icon
136
United Parcel Service
UPS
$71.6B
$491K 0.1%
+5,000
New +$491K
BRKR icon
137
Bruker
BRKR
$4.52B
$481K 0.1%
+26,000
New +$481K
TEX icon
138
Terex
TEX
$3.39B
$477K 0.1%
+15,000
New +$477K
KITE
139
DELISTED
Kite Pharma, Inc.
KITE
$470K 0.1%
+16,507
New +$470K
CPRI icon
140
Capri Holdings
CPRI
$2.59B
$428K 0.09%
+6,000
New +$428K
MASI icon
141
Masimo
MASI
$7.77B
$426K 0.09%
+20,000
New +$426K
ARAY icon
142
Accuray
ARAY
$170M
$404K 0.08%
+55,700
New +$404K
BTF
143
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$403K 0.08%
15,286
– –
MUI
144
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$393K 0.08%
27,140
– –
DXM
145
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$385K 0.08%
40,306
-5,297
-12% -$50.6K
TLPH icon
146
Talphera
TLPH
$10.6M
$383K 0.08%
3,485
+1,360
+64% +$149K
CTF
147
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$369K 0.08%
25,000
+981
+4% +$14.5K
NMA
148
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$369K 0.08%
+27,341
New +$369K
EVEP
149
DELISTED
EV Energy Partners, L.P.
EVEP
$355K 0.07%
10,000
-5,000
-33% -$178K
CYS
150
DELISTED
CYS Investments Inc.
CYS
$330K 0.07%
+40,000
New +$330K
4 5
6
7 8