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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNS
126
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$704K 0.15%
45,755
+35,567
+349% +$576K
JMT
127
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$704K 0.15%
30,230
+17,005
+129% +$400K
JFR icon
128
Nuveen Floating Rate Income Fund
JFR
$1.24B
$700K 0.14%
62,007
-285,514
-82% -$3.34M
RRC icon
129
Range Resources
RRC
$9.38B
$678K 0.14%
+10,000
New +$763K
PARA
130
DELISTED
Paramount Global Class B
PARA
$669K 0.14%
+12,500
New +$736K
UVXY icon
131
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$246M
– –
0
– –
SPY icon
132
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$647K 0.13%
+145,000
New +$28.7M
SAM icon
133
Boston Beer
SAM
$1.91B
$643K 0.13%
2,900
+900
+45% +$201K
HLF icon
134
PUT
Herbalife
HLF
$1.29B
$639K 0.13%
160,000
+39,200
+32% +$1.05M
NQP
135
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$601K 0.12%
44,106
– –
QCOM icon
136
Qualcomm
QCOM
$155B
$598K 0.12%
+8,000
New +$612K
CMI icon
137
Cummins
CMI
$87.5B
$594K 0.12%
+4,500
New +$649K
ASNA
138
DELISTED
Ascena Retail Group, Inc.
ASNA
$532K 0.11%
2,000
+750
+60% +$246K
ATRS
139
DELISTED
Antares Pharma, Inc.
ATRS
$515K 0.11%
281,477
-15,000
-5% -$32.7K
PRTA icon
140
Prothena Corp
PRTA
$425M
$492K 0.1%
22,200
+8,200
+59% +$174K
UPS icon
141
United Parcel Service
UPS
$88.6B
$491K 0.1%
+5,000
New +$497K
BRKR icon
142
Bruker
BRKR
$9.57B
$481K 0.1%
+26,000
New +$556K
TEX icon
143
Terex
TEX
$7.18B
$477K 0.1%
+15,000
New +$548K
KITE
144
DELISTED
Kite Pharma, Inc.
KITE
$470K 0.1%
+16,507
New +$408K
CPRI icon
145
Capri Holdings
CPRI
$1.83B
$428K 0.09%
+6,000
New +$482K
MASI
146
DELISTED
Masimo
MASI
$426K 0.09%
+20,000
New +$457K
ARAY icon
147
Accuray
ARAY
$32M
$404K 0.08%
+55,700
New +$452K
BTF
148
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$403K 0.08%
15,286
– –
MUI
149
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$393K 0.08%
27,140
– –
DXM
150
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$385K 0.08%
40,306
-5,297
-12% -$62.7K
4 5
6
7 8

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.