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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+3.01%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$194M
AUM Growth
-$102M
Cap. Flow
-$82.5M
Cap. Flow %
-42.5%
Top 10 Hldgs %
50.36%
Holding
152
New
9
Increased
10
Reduced
42
Closed
72

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$23.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.9M
3
EEP
Enbridge Energy Partners
EEP
+$2.71M
4
PAA icon
Plains All American Pipeline
PAA
+$2.7M
5
MPLX icon
MPLX
MPLX
+$2.63M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.14M
2
SEVN
Seven Hills Realty Trust
SEVN
+$6.74M
3
SHPG
Shire pic
SHPG
+$6.51M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.31M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$6.3M

Sector Composition

Rank Sector Weight
1 Energy 25.44%
2 Real Estate 2.51%
3 Financials 2.31%
4 Communication Services 0.57%
5 Consumer Discretionary 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
101
HCA Healthcare
HCA
$87.2B
– –
-46,500
Closed -$3.58M
HYG icon
102
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-72,400
Closed -$40K
HYG icon
103
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-20,000
Closed -$1K
IBB icon
104
iShares Biotechnology ETF
IBB
$9.34B
– –
-8,400
Closed -$721K
IBB icon
105
PUT
iShares Biotechnology ETF
IBB
$9.34B
– –
-370,200
Closed -$1.51M
INCY icon
106
Incyte
INCY
$24.2B
– –
-44,300
Closed -$3.54M
IRWD icon
107
Ironwood Pharmaceuticals
IRWD
$696M
– –
-45,969
Closed -$503K
JAZZ icon
108
Jazz Pharmaceuticals
JAZZ
$15.9B
– –
-28,400
Closed -$4.01M
JFR icon
109
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-155,373
Closed -$1.61M
JNK icon
110
CALL
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
– –
-66,667
Closed -$60K
KMI icon
111
Kinder Morgan
KMI
$71.7B
– –
-30,000
Closed -$562K
MASI
112
DELISTED
Masimo
MASI
– –
-32,300
Closed -$1.7M
NTRA icon
113
Natera
NTRA
$38.3B
– –
-49,800
Closed -$601K
NVAX icon
114
Novavax
NVAX
$1.2B
– –
-1,060
Closed -$154K
PFE icon
115
CALL
Pfizer
PFE
$143B
– –
-63,240
Closed -$52K
PRTA icon
116
Prothena Corp
PRTA
$425M
– –
-33,104
Closed -$1.16M
REGN icon
117
Regeneron Pharmaceuticals
REGN
$78.5B
– –
-16,448
Closed -$5.74M
SGRY icon
118
Surgery Partners
SGRY
$2.01B
– –
-34,200
Closed -$612K
THC icon
119
Tenet Healthcare
THC
$20.5B
– –
-79,500
Closed -$2.2M
VOD icon
120
Vodafone
VOD
$36.3B
– –
-46,000
Closed -$1.42M
VOD icon
121
PUT
Vodafone
VOD
$36.3B
– –
-152,500
Closed -$65K
XBI icon
122
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
– –
-378,500
Closed -$992K
XOP icon
123
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
– –
-2,750
Closed -$12K
NVRO
124
DELISTED
NEVRO CORP.
NVRO
– –
-12,935
Closed -$954K
MUI
125
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-25,787
Closed -$393K
2 3 4
5
6

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Mariner Investment Group held 152 positions worth $194M, down 34% from $296M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Mariner Investment Group withdrew a net $82.5M in Q3 2016, closing 72 positions and reducing 42 holdings. Its most notable exit was Shire pic, an estimated $6.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 25% of assets, up from 11% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Mariner Investment Group opened a new position in Invesco Senior Loan ETF worth $23.2M.

  • Mariner Investment Group's largest Q3 2016 buy was Invesco Senior Loan ETF: 1,000,000 shares worth $23.2M.
  • Mariner Investment Group added most to Enbridge Energy Partners in Q3 2016, an estimated $2.71M increase.
  • Mariner Investment Group's biggest Q3 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $7.14M.
  • Mariner Investment Group fully exited Shire pic in Q3 2016, selling an estimated $6.51M.
  • Mariner Investment Group's ten largest holdings make up 50% of its $194M portfolio in Q3 2016.
  • Mariner Investment Group opened 9 new positions and closed 72 in Q3 2016.
  • Mariner Investment Group's portfolio value fell 34% quarter-over-quarter to $194M.

Based on Mariner Investment Group's 13F filing for Q3 2016, filed 3 Nov 2016.