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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$89.1M
AUM Growth
+$24.8M
Cap. Flow
+$51.3M
Cap. Flow %
57.53%
Top 10 Hldgs %
42.61%
Holding
93
New
36
Increased
17
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
HQL
abrdn Life Sciences Investors
HQL
+$1.82M
2
CEFL
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
+$1.66M
3
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$1.38M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$1.33M
5
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$1.26M

Top Sells

Rank Stock Value
1
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$821K
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$554K
3
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$439K
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$434K
5
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$412K

Sector Composition

Rank Sector Weight
1 Financials 1.58%
2 Technology 1.51%
3 Energy 0.96%
4 Real Estate 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKG
76
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$127K 0.14%
10,090
– –
SWN
77
DELISTED
Southwestern Energy Company
SWN
$121K 0.14%
+50,000
New +$103K
NCV
78
Virtus Convertible & Income Fund
NCV
$382M
$115K 0.13%
+5,000
New +$113K
NCZ
79
Virtus Convertible & Income Fund II
NCZ
$296M
$102K 0.11%
+5,000
New +$100K
PMTS icon
80
CPI Card Group
PMTS
$252M
$88K 0.1%
97,542
+52,861
+118% +$79.5K
SMC
81
Summit Midstream
SMC
$431M
$50K 0.06%
+1,000
New +$60K
MMLP icon
82
Martin Midstream Partners
MMLP
$95.9M
$40K 0.04%
+10,000
New +$43.8K
HYG icon
83
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$24K 0.03%
125,000
-56,400
-31% -$4.91M
BYM
84
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-14,976
Closed -$212K
EVN
85
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-26,724
Closed -$343K
NKX icon
86
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
– –
-54,299
Closed -$821K
SBI
87
Western Asset Intermediate Muni Fund
SBI
$107M
– –
-35,792
Closed -$329K
SHAK icon
88
PUT
Shake Shack
SHAK
$2.61B
– –
-10,000
Closed -$1K
TSLA icon
89
PUT
Tesla
TSLA
$1.27T
– –
-150,000
Closed -$1K
VKI icon
90
Invesco Advantage Municipal Income Trust II
VKI
$394M
– –
-49,294
Closed -$554K
IVH
91
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-19,751
Closed -$271K
MRRL
92
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B due October 16, 2042
MRRL
– –
-19,187
Closed -$252K
1 2 3
4

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CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q4 2019 Portfolio in Review

As of Q4 2019, Mariner Investment Group held 93 positions worth $89.1M, up 39% from $64.3M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Mariner Investment Group deployed $51.3M of net new capital in Q4 2019, opening 36 new positions and adding to 17 existing holdings. Its largest new stake was abrdn Life Sciences Investors: 110,993 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, up from 1.2% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was BlackRock MuniHoldings California Quality Fund, an estimated $439K trimmed.

  • Mariner Investment Group's largest Q4 2019 buy was abrdn Life Sciences Investors: 110,993 shares worth $1.93M.
  • Mariner Investment Group added most to ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q4 2019, an estimated $1.66M increase.
  • Mariner Investment Group's biggest Q4 2019 reduction was BlackRock MuniHoldings California Quality Fund, cutting an estimated $439K.
  • Mariner Investment Group fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2019, selling an estimated $821K.
  • Mariner Investment Group's ten largest holdings make up 43% of its $89.1M portfolio in Q4 2019.
  • Mariner Investment Group opened 36 new positions and closed 9 in Q4 2019.
  • Mariner Investment Group's portfolio value rose 39% quarter-over-quarter to $89.1M.

Based on Mariner Investment Group's 13F filing for Q4 2019, filed 11 Feb 2020.