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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$588M
AUM Growth
+$105M
Cap. Flow
+$45.4M
Cap. Flow %
7.72%
Top 10 Hldgs %
35.82%
Holding
355
New
109
Increased
63
Reduced
33
Closed
121

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.38M
2
JGH icon
Nuveen Global High Income Fund
JGH
+$6.57M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$6.23M
4
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$5.98M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$5.79M

Top Sells

Rank Stock Value
1
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$8.08M
2
BOI
Brookfield Mtge Opportunity Fd
BOI
+$6.35M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$4.86M
4
IVR icon
Invesco Mortgage Capital
IVR
+$4.4M
5
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$4.1M

Sector Composition

Rank Sector Weight
1 Healthcare 13.64%
2 Technology 3.31%
3 Industrials 2.75%
4 Financials 1.73%
5 Real Estate 1.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
301
CALL
Union Pacific
UNP
$173B
– –
-10,000
Closed -$21K
UPS icon
302
CALL
United Parcel Service
UPS
$90.8B
– –
-15,000
Closed -$25K
UPS icon
303
United Parcel Service
UPS
$90.8B
– –
-5,000
Closed -$491K
VTRS icon
304
CALL
Viatris
VTRS
$20.5B
– –
-30,000
Closed -$4K
VZ icon
305
Verizon
VZ
$198B
– –
-4,000
Closed -$200K
WBA
306
DELISTED
Walgreens Boots Alliance
WBA
– –
-13,000
Closed -$771K
WRLD icon
307
PUT
World Acceptance Corp
WRLD
$877M
– –
-20,100
Closed -$51K
WSM icon
308
CALL
Williams-Sonoma
WSM
$28.2B
– –
-30,000
Closed -$44K
XHB icon
309
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
– –
-25,000
Closed -$10K
XLI icon
310
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
– –
-12,500
Closed -$20K
XLK icon
311
CALL
State Street Technology Select Sector SPDR ETF
XLK
$117B
– –
-142,000
Closed -$95K
XLP icon
312
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
– –
-30,000
Closed -$51K
CMRX
313
DELISTED
Chimerix, Inc.
CMRX
– –
-10,519
Closed -$291K
VIRX
314
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-120
Closed -$181K
BKCC
315
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-35,000
Closed -$299K
SVVC
316
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-170,700
Closed -$4.1M
BBBY
317
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-10,000
Closed -$14K
WMC
318
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-1,000
Closed -$148K
SUNS
319
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-45,755
Closed -$704K
ALXN
320
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-15,000
Closed -$14K
NBL
321
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-15,000
Closed -$28K
AGN
322
CALL
DELISTED
Allergan plc
AGN
– –
-15,000
Closed -$57K
WCG
323
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-11,800
Closed -$712K
MDR
324
DELISTED
McDermott International
MDR
– –
-8,333
Closed -$143K
ASNA
325
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-2,000
Closed -$532K
11 12
13
14 15

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NG
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PRCP
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Mariner Investment Group's Q4 2014 Portfolio in Review

As of Q4 2014, Mariner Investment Group held 355 positions worth $588M, up 22% from $483M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Mariner Investment Group deployed $45.4M of net new capital in Q4 2014, opening 109 new positions and adding to 63 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 81,059 shares worth $7.26M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, up from 11% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Brookfield Mtge Opportunity Fd, an estimated $6.35M trimmed.

  • Mariner Investment Group's largest Q4 2014 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 81,059 shares worth $7.26M.
  • Mariner Investment Group added most to BlackRock Floating Rate Income Strategies Fund in Q4 2014, an estimated $6.23M increase.
  • Mariner Investment Group's biggest Q4 2014 reduction was Brookfield Mtge Opportunity Fd, cutting an estimated $6.35M.
  • Mariner Investment Group fully exited EPR Properties 5.75% Series C Preferred Shares in Q4 2014, selling an estimated $8.08M.
  • Mariner Investment Group's ten largest holdings make up 36% of its $588M portfolio in Q4 2014.
  • Mariner Investment Group opened 109 new positions and closed 121 in Q4 2014.
  • Mariner Investment Group's portfolio value rose 22% quarter-over-quarter to $588M.

Based on Mariner Investment Group's 13F filing for Q4 2014, filed 12 Feb 2015.