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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXD
301
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-107,780
Closed -$1.5M
IVH
302
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-12,245
Closed -$227K
ZNGA
303
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-77,100
Closed -$247K
MIE
304
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-14,500
Closed -$308K
NMY
305
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-41,500
Closed -$535K
OCSI
306
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-20,500
Closed -$288K
MVC
307
DELISTED
MVC Capital, Inc.
MVC
– –
-20,712
Closed -$268K
VER
308
DELISTED
VEREIT, Inc.
VER
– –
-18,000
Closed -$1.13M
AVP
309
DELISTED
Avon Products, Inc.
AVP
– –
-29,500
Closed -$431K
ESRX
310
DELISTED
Express Scripts Holding Company
ESRX
– –
-9,000
Closed -$624K
WFM
311
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-10,000
Closed -$2K
XRDC
312
DELISTED
Crossroads Capital, Inc
XRDC
– –
-14,992
Closed -$89K
SALE
313
CALL
DELISTED
RetailMeNot, Inc. Series 1
SALE
– –
-20,000
Closed -$43K
EMC
314
DELISTED
EMC CORPORATION
EMC
– –
-25,000
Closed -$721K
FUR
315
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-30,000
Closed -$461K
GM.WS.A
316
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-50,000
Closed -$1.33M
MSO
317
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-16,782
Closed -$79K
EROC
318
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-35,336
Closed -$176K
OCR
319
DELISTED
OMNICARE INC
OCR
– –
-5,000
Closed -$333K
WLT
320
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-81,000
Closed -$419K
AUXL
321
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-13,310
Closed -$267K
JLA
322
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-12,322
Closed -$164K
QRE
323
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-25,000
Closed -$475K
SLA
324
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-513,883
Closed -$5.5M
ASP
325
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-71,713
Closed -$736K
10 11 12
13
14

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CPIM
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DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
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AC
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PRCP
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Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.