Mariner Independent Advisor Network’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Mariner Independent Advisor Network’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-70,497	Closed	-$1.5M	–	314
2020 Q2	$1.5M	Buy	+70,497	New	+$1.4M	0.14%	167
2020 Q1	–	Sell	-29,033	Closed	-$771K	–	366
2019 Q4	$771K	Buy	29,033 +3,795	+15%	+$93.4K	0.06%	271
2019 Q3	$592K	Sell	25,238 -118	-0.5%	-$2.85K	0.05%	304
2019 Q2	$645K	Buy	25,356 +14,088	+125%	+$343K	0.05%	286
2019 Q1	$286K	Buy	+11,268	New	+$279K	0.02%	336

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Mariner Independent Advisor Network's FEM Position: Q3 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q3 2020, closing a stake of 70,497 shares — an estimated $1.5M sold.

Mariner Independent Advisor Network first reported a position in FEM in Q1 2019 and held it in 5 quarters. The position peaked at $1.5M in Q2 2020. 103 funds tracked by Wall St. Rank hold FEM as of Q3 2020.

Mariner Independent Advisor Network reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 70,497 First Trust Emerging Markets AlphaDEX Fund shares in Q3 2020, an estimated $1.5M.
Mariner Independent Advisor Network first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q1 2019 and held it in 5 quarters.
Mariner Independent Advisor Network's First Trust Emerging Markets AlphaDEX Fund position peaked at $1.5M in Q2 2020.
103 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q3 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q3 2020, filed 30 Nov 2020.