Maple Securities USA’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

Maple Securities USA’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-25,800	Closed	-$1.14M	–	116
2015 Q2	$1.14M	Buy	25,800 +9,000	+54%	+$382K	0.11%	65
2015 Q1	$686K	Sell	16,800 -83,230	-83%	-$3.29M	0.06%	80
2014 Q4	$4.07M	Buy	+100,030	New	+$3.93M	0.32%	37
2014 Q2	–	Sell	-117,886	Closed	-$4.88M	–	269
2014 Q1	$4.88M	Buy	+117,886	New	+$4.7M	0.43%	16
2013 Q4	–	Sell	-71,805	Closed	-$2.56M	–	450
2013 Q3	$2.56M	Buy	+71,805	New	+$2.59M	0.2%	101

Other funds holding KRE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Hefren-Tillotson Pittsburgh, Pennsylvania $523M AUM 4.13% 1-Year Est. Return

Maple Securities USA's KRE Position: Q3 2015 in Review

Maple Securities USA sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q3 2015, closing a stake of 25,800 shares — an estimated $1.14M sold.

Maple Securities USA first reported a position in KRE in Q3 2013 and held it in 5 quarters. The position peaked at $4.88M in Q1 2014. 219 funds tracked by Wall St. Rank hold KRE as of Q3 2015.

Maple Securities USA reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q3 2015 after selling out during the quarter.
Maple Securities USA sold 25,800 State Street SPDR S&P Regional Banking ETF shares in Q3 2015, an estimated $1.14M.
Maple Securities USA first reported a position in State Street SPDR S&P Regional Banking ETF in Q3 2013 and held it in 5 quarters.
Maple Securities USA's State Street SPDR S&P Regional Banking ETF position peaked at $4.88M in Q1 2014.
219 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q3 2015.

Based on Maple Securities USA's 13F filing for Q3 2015, filed 3 Nov 2015.