MAI Capital Management’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

MAI Capital Management’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-1,250	Closed	-$32.2K	–	4220
2026 Q1	$32.2K	Hold	1,250	–	–	﹤0.01%	2519
2025 Q4	$31.9K	Hold	1,250	–	–	﹤0.01%	2263
2025 Q3	$31.3K	Buy	+1,250	New	+$30.3K	﹤0.01%	2183

Other funds holding SAUG

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Acorn Financial Advisory Services Reston, Virginia $798M AUM 33.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

BFI Wealth Solutions Dallas, Texas $146M AUM 11.97% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return

MAI Capital Management's SAUG Position: Q2 2026 in Review

MAI Capital Management sold out of FT Vest US Small Cap Moderate Buffer ETF August (SAUG) in Q2 2026, closing a stake of 1,250 shares — an estimated $32.2K sold.

MAI Capital Management first reported a position in SAUG in Q3 2025 and held it in 3 quarters. The position peaked at $32.2K in Q1 2026. 55 funds tracked by Wall St. Rank hold SAUG as of Q2 2026.

MAI Capital Management reported no remaining FT Vest US Small Cap Moderate Buffer ETF August position as of Q2 2026 after selling out during the quarter.
MAI Capital Management sold 1,250 FT Vest US Small Cap Moderate Buffer ETF August shares in Q2 2026, an estimated $32.2K.
MAI Capital Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q3 2025 and held it in 3 quarters.
MAI Capital Management's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $32.2K in Q1 2026.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.