MAI Capital Management’s PGIM AAA CLO ETF PAAA Stock Holding History

MAI Capital Management’s Portfolio PAAA Stock Details PAAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$864K	Sell	16,860 -5,365	-24%	-$276K	﹤0.01%	1047
2026 Q1	$1.14M	Buy	22,225 +1,051	+5%	+$54K	0.01%	731
2025 Q4	$1.09M	Sell	21,174 -9,267	-30%	-$476K	0.01%	712
2025 Q3	$1.57M	Buy	30,441 +20,041	+193%	+$1.03M	0.01%	593
2025 Q2	$535K	Buy	10,400 +127	+1%	+$6.5K	﹤0.01%	828
2025 Q1	$527K	Buy	10,273 +1,554	+18%	+$79.8K	﹤0.01%	804
2024 Q4	$446K	Buy	+8,719	New	+$447K	﹤0.01%	880

Other funds holding PAAA

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

Allianz Munich, Germany $9.48B AUM 23.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

MAI Capital Management's PAAA Position: Q2 2026 in Review

MAI Capital Management reduced its PGIM AAA CLO ETF (PAAA) stake by 24% in Q2 2026, selling an estimated $276K and leaving 16,860 shares worth $864K. The position accounts for ﹤0.01% of the portfolio, ranked #1047.

MAI Capital Management first reported a position in PAAA in Q4 2024 and has held it in 7 quarters since. The position peaked at $1.57M in Q3 2025. 269 funds tracked by Wall St. Rank hold PAAA as of Q2 2026.

MAI Capital Management held 16,860 shares of PGIM AAA CLO ETF worth $864K as of Q2 2026.
MAI Capital Management sold 5,365 PGIM AAA CLO ETF shares in Q2 2026, an estimated $276K.
PGIM AAA CLO ETF made up ﹤0.01% of MAI Capital Management's portfolio in Q2 2026, its #1047 holding.
MAI Capital Management first reported a position in PGIM AAA CLO ETF in Q4 2024 and has held it in 7 quarters since.
MAI Capital Management's PGIM AAA CLO ETF position peaked at $1.57M in Q3 2025.
269 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.