MAI Capital Management’s Innovator Growth-100 Power Buffer ETF October NOCT Stock Holding History

MAI Capital Management’s Portfolio NOCT Stock Details NOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.04M	Sell	32,591 -57,279	-64%	-$3.49M	0.01%	698
2026 Q1	$5.07M	Sell	89,870 -77,360	-46%	-$4.46M	0.03%	402
2025 Q4	$9.69M	Buy	167,230 +146,463	+705%	+$8.4M	0.06%	283
2025 Q3	$1.18M	Buy	20,767 +11,757	+130%	+$655K	0.01%	660
2025 Q2	$491K	Sell	9,010 -907	-9%	-$46.6K	﹤0.01%	860
2025 Q1	$493K	Buy	9,917 +4,046	+69%	+$208K	﹤0.01%	831
2024 Q4	$301K	Buy	5,871 +1,460	+33%	+$74.2K	﹤0.01%	990
2024 Q3	$220K	Hold	4,411	–	–	﹤0.01%	982
2024 Q2	$216K	Sell	4,411 -1,169	-21%	-$56.2K	﹤0.01%	1121
2024 Q1	$265K	Hold	5,580	–	–	﹤0.01%	1022
2023 Q4	$256K	Buy	+5,580	New	+$245K	﹤0.01%	925

Other funds holding NOCT

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

IMC

Investment Management Corporation Roanoke, Virginia $120M AUM 23.03% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Element Squared Minneapolis, Minnesota $201M AUM 27.42% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

MAI Capital Management's NOCT Position: Q2 2026 in Review

MAI Capital Management reduced its Innovator Growth-100 Power Buffer ETF October (NOCT) stake by 64% in Q2 2026, selling an estimated $3.49M and leaving 32,591 shares worth $2.04M. The position accounts for 0.01% of the portfolio, ranked #698.

MAI Capital Management first reported a position in NOCT in Q4 2023 and has held it in 11 quarters since. The position peaked at $9.69M in Q4 2025. 105 funds tracked by Wall St. Rank hold NOCT as of Q2 2026.

MAI Capital Management held 32,591 shares of Innovator Growth-100 Power Buffer ETF October worth $2.04M as of Q2 2026.
MAI Capital Management sold 57,279 Innovator Growth-100 Power Buffer ETF October shares in Q2 2026, an estimated $3.49M.
Innovator Growth-100 Power Buffer ETF October made up 0.01% of MAI Capital Management's portfolio in Q2 2026, its #698 holding.
MAI Capital Management first reported a position in Innovator Growth-100 Power Buffer ETF October in Q4 2023 and has held it in 11 quarters since.
MAI Capital Management's Innovator Growth-100 Power Buffer ETF October position peaked at $9.69M in Q4 2025.
105 funds tracked by Wall St. Rank held Innovator Growth-100 Power Buffer ETF October as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.