Lucas Capital Management’s Sprott Physical Gold PHYS Stock Holding History

Lucas Capital Management’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-11,400	Closed	-$115K	–	112
2016 Q1	$115K	Hold	11,400	–	–	0.08%	107
2015 Q4	$100K	Sell	11,400 -1,400	-11%	-$12.7K	0.06%	116
2015 Q3	$118K	Hold	12,800	–	–	0.07%	118
2015 Q2	$124K	Sell	12,800 -20,000	-61%	-$197K	0.06%	127
2015 Q1	$321K	Sell	32,800 -2,300	-7%	-$23.2K	0.13%	96
2014 Q4	$343K	Hold	35,100	–	–	0.13%	96
2014 Q3	$350K	Sell	35,100 -550	-2%	-$5.83K	0.11%	103
2014 Q2	$393K	Buy	35,650 +20,000	+128%	+$214K	0.12%	101
2014 Q1	$167K	Buy	+15,650	New	+$168K	0.05%	133

Other funds holding PHYS

SAC

Smith Affiliated Capital New York $86.5M AUM 5.91% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return

JIC

Johnson Investment Counsel Cincinnati, Ohio $13.7B AUM 21.52% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

AFM

Anson Funds Management Dallas, Texas $1.68B AUM 373.57% 1-Year Est. Return

Lucas Capital Management's PHYS Position: Q2 2016 in Review

Lucas Capital Management sold out of Sprott Physical Gold (PHYS) in Q2 2016, closing a stake of 11,400 shares — an estimated $115K sold.

Lucas Capital Management first reported a position in PHYS in Q1 2014 and held it in 9 quarters. The position peaked at $393K in Q2 2014. 162 funds tracked by Wall St. Rank hold PHYS as of Q2 2016.

Lucas Capital Management reported no remaining Sprott Physical Gold position as of Q2 2016 after selling out during the quarter.
Lucas Capital Management sold 11,400 Sprott Physical Gold shares in Q2 2016, an estimated $115K.
Lucas Capital Management first reported a position in Sprott Physical Gold in Q1 2014 and held it in 9 quarters.
Lucas Capital Management's Sprott Physical Gold position peaked at $393K in Q2 2014.
162 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q2 2016.

Based on Lucas Capital Management's 13F filing for Q2 2016, filed 28 Jul 2016.