Anson Funds Management’s Sprott Physical Gold PHYS Stock Holding History

Anson Funds Management’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,017,849	Closed	-$11.1M	–	99
2016 Q3	$11.1M	Hold	1,017,849	–	–	2.4%	10
2016 Q2	$11.2M	Hold	1,017,849	–	–	2.13%	12
2016 Q1	$10.3M	Buy	+1,017,849	New	+$9.92M	1.5%	15
2015 Q2	–	Sell	-310,000	Closed	-$3.03M	–	54
2015 Q1	$3.03M	Hold	310,000	–	–	2.71%	12
2014 Q4	$3.03M	Buy	+310,000	New	+$3.08M	3.58%	9

Other funds holding PHYS

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

JIC

Johnson Investment Counsel Cincinnati, Ohio $12.4B AUM 17.21% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHC

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Anson Funds Management's PHYS Position: Q4 2016 in Review

Anson Funds Management sold out of Sprott Physical Gold (PHYS) in Q4 2016, closing a stake of 1,017,849 shares — an estimated $11.1M sold.

Anson Funds Management first reported a position in PHYS in Q4 2014 and held it in 5 quarters. The position peaked at $11.2M in Q2 2016. 167 funds tracked by Wall St. Rank hold PHYS as of Q4 2016.

Anson Funds Management reported no remaining Sprott Physical Gold position as of Q4 2016 after selling out during the quarter.
Anson Funds Management sold 1,017,849 Sprott Physical Gold shares in Q4 2016, an estimated $11.1M.
Anson Funds Management first reported a position in Sprott Physical Gold in Q4 2014 and held it in 5 quarters.
Anson Funds Management's Sprott Physical Gold position peaked at $11.2M in Q2 2016.
167 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q4 2016.

Based on Anson Funds Management's 13F filing for Q4 2016, filed 14 Feb 2017.