LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$222M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$58.9M |
| 3 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$46.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$34.4M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$30.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$93.5M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$75.7M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$47.2M |
| 4 |
iShares Gold Trust
IAU
|
+$46.7M |
| 5 |
iShare MSCI Eurozone ETF
EZU
|
+$44.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.15% |
| 2 | Financials | 3.12% |
| 3 | Technology | 3.04% |
| 4 | Industrials | 2.56% |
| 5 | Consumer Staples | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TGNA
2326
DELISTED
TEGNA Inc
TGNA
| $249K | ﹤0.01% |
16,300
-6,473
| -28% | -$110K |
|
2327
Wolverine World Wide
WWW
$1.68B
| $249K | ﹤0.01% |
11,398
-3,685
| -24% | -$100K |
|
2328
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
| $248K | ﹤0.01% |
9,218
-41,776
| -82% | -$1.14M |
|
|
ESV
2329
DELISTED
Ensco Rowan plc
ESV
| $248K | ﹤0.01% |
3,972
-612
| -13% | -$42.1K |
|
2330
Invesco Russell 1000 Equal Weight ETF
EQAL
$816M
| $247K | ﹤0.01% |
10,372
+704
| +7% | +$17.2K |
|
2331
Littelfuse
LFUS
$10.4B
| $247K | ﹤0.01% |
2,690
+120
| +5% | +$10.9K |
|
|
PIM
2332
Franklin Master Intermediate Income Trust
PIM
$151M
| $247K | ﹤0.01% |
55,294
-5,259
| -9% | -$24.4K |
|
2333
Casey's General Stores
CASY
$32.1B
| $246K | ﹤0.01% |
+2,359
| New | +$245K |
|
2334
WisdomTree Global High Dividend Fund
DEW
$148M
| $246K | ﹤0.01% |
6,169
-115
| -2% | -$4.76K |
|
2335
National Fuel Gas
NFG
$7.69B
| $246K | ﹤0.01% |
4,689
-1,786
| -28% | -$96.5K |
|
|
HZNP
2336
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $246K | ﹤0.01% |
12,186
-33,262
| -73% | -$1.05M |
|
2337
ArcBest
ARCB
$3.15B
| $245K | ﹤0.01% |
9,214
-844
| -8% | -$25.4K |
|
|
SF
2338
Stifel
SF
$12.4B
| $245K | ﹤0.01% |
12,753
-142
| -1% | -$3.21K |
|
|
LKM
2339
DELISTED
Link Motion Inc.
LKM
| $245K | ﹤0.01% |
69,900
-10,131
| -13% | -$37.3K |
|
|
CEW
2340
WisdomTree Emerging Currency Strategy Fund
CEW
$15.7M
| $244K | ﹤0.01% |
14,315
-3,555
| -20% | -$61.6K |
|
|
CVGW
2341
DELISTED
Calavo Growers
CVGW
| $244K | ﹤0.01% |
5,328
-200
| -4% | -$10.4K |
|
2342
Invesco Oil & Gas Services ETF
PXJ
$63.3M
| $244K | ﹤0.01% |
3,630
+425
| +13% | +$29.6K |
|
2343
E.W. Scripps
SSP
$270M
| $244K | ﹤0.01% |
13,271
+2,917
| +28% | +$56.6K |
|
|
SPWR
2344
DELISTED
SunPower Corporation Common Stock
SPWR
| $244K | ﹤0.01% |
16,374
+901
| +6% | +$14.5K |
|
|
AIRM
2345
DELISTED
Air Methods Corp
AIRM
| $244K | ﹤0.01% |
6,701
+948
| +16% | +$36.6K |
|
|
OXLC
2346
Oxford Lane Capital
OXLC
$862M
| $243K | ﹤0.01% |
4,480
+415
| +10% | +$28.1K |
|
|
BIOA
2347
DELISTED
BioAmber Inc.
BIOA
| $243K | ﹤0.01% |
+37,050
| New | +$245K |
|
2348
Renaissance IPO ETF
IPO
$149M
| $242K | ﹤0.01% |
11,584
-1,621
| -12% | -$36.6K |
|
2349
KLA
KLAC
$222B
| $242K | ﹤0.01% |
46,750
+290
| +0.6% | +$1.49K |
|
2350
Patterson-UTI
PTEN
$3.54B
| $242K | ﹤0.01% |
15,812
-548
| -3% | -$8.68K |
|
Similar funds
LPL Financial's Q3 2015 Portfolio in Review
As of Q3 2015, LPL Financial held 3,027 positions worth $18.2B, down 7.9% from $19.7B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $644M in Q3 2015, closing 241 positions and reducing 1,426 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $47.2M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.1% of assets, down from 3.2% a quarter earlier, followed by Financials and Technology.
Against the trend, LPL Financial opened a new position in Kraft Heinz worth $12.4M.
- LPL Financial's largest Q3 2015 buy was Kraft Heinz: 171,423 shares worth $12.4M.
- LPL Financial added most to iShares MBS ETF in Q3 2015, an estimated $222M increase.
- LPL Financial's biggest Q3 2015 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $93.5M.
- LPL Financial fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $47.2M.
- LPL Financial's ten largest holdings make up 20% of its $18.2B portfolio in Q3 2015.
- LPL Financial opened 157 new positions and closed 241 in Q3 2015.
- LPL Financial's portfolio value fell 7.9% quarter-over-quarter to $18.2B.
Based on LPL Financial's 13F filing for Q3 2015, filed 13 Nov 2015.