LPL Financial’s BioAmber Inc. BIOA Stock Holding History

LPL Financial’s Portfolio BIOA Stock Details BIOA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-43,500	Closed	-$17K	–	3306
2017 Q4	$17K	Sell	43,500 -2,500	-5%	-$1.19K	﹤0.01%	3004
2017 Q3	$23K	Sell	46,000 -950	-2%	-$1.13K	﹤0.01%	2838
2017 Q2	$121K	Hold	46,950	–	–	﹤0.01%	2688
2017 Q1	$102K	Buy	46,950 +2,500	+6%	+$9.5K	﹤0.01%	2611
2016 Q4	$237K	Hold	44,450	–	–	﹤0.01%	2355
2016 Q3	$187K	Buy	44,450 +3,000	+7%	+$11.1K	﹤0.01%	2422
2016 Q2	$147K	Sell	41,450 -35,450	-46%	-$129K	﹤0.01%	2448
2016 Q1	$319K	Buy	76,900 +12,000	+18%	+$50.4K	﹤0.01%	2463
2015 Q4	$406K	Buy	64,900 +27,850	+75%	+$210K	﹤0.01%	2332
2015 Q3	$243K	Buy	+37,050	New	+$245K	﹤0.01%	2373

Other funds holding BIOA

NIPH

NN Investment Partners Holdings The Hague, Netherlands $18.6B AUM 18.31% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

FMBTD

First Midwest Bank Trust Division Joliet, Illinois $777M AUM 29.48% 1-Year Est. Return

LCS

Levin Capital Strategies New York $1.49B AUM 30.44% 1-Year Est. Return

LPL Financial's BIOA Position: Q1 2018 in Review

LPL Financial sold out of BioAmber Inc. (BIOA) in Q1 2018, closing a stake of 43,500 shares — an estimated $17K sold.

LPL Financial first reported a position in BIOA in Q3 2015 and held it in 10 quarters. The position peaked at $406K in Q4 2015. 4 funds tracked by Wall St. Rank hold BIOA as of Q1 2018.

LPL Financial reported no remaining BioAmber Inc. position as of Q1 2018 after selling out during the quarter.
LPL Financial sold 43,500 BioAmber Inc. shares in Q1 2018, an estimated $17K.
LPL Financial first reported a position in BioAmber Inc. in Q3 2015 and held it in 10 quarters.
LPL Financial's BioAmber Inc. position peaked at $406K in Q4 2015.
4 funds tracked by Wall St. Rank held BioAmber Inc. as of Q1 2018.

Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.