LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
Flowserve
FLS
$9.25B
| $7.54M | ﹤0.01% |
102,544
+21,436
| +26% | +$1.7M |
|
2252
BNY Mellon Core Bond ETF
BKAG
$2.13B
| $7.51M | ﹤0.01% |
178,072
+6,179
| +4% | +$262K |
|
2253
Urban Outfitters
URBN
$5.99B
| $7.5M | ﹤0.01% |
118,460
-1,084
| -0.9% | -$74.4K |
|
|
TAXE
2254
Intermediate Municipal Income ETF
TAXE
$175M
| $7.49M | ﹤0.01% |
147,608
+107,261
| +266% | +$5.52M |
|
2255
Conagra Brands
CAG
$7.07B
| $7.49M | ﹤0.01% |
476,232
+71,257
| +18% | +$1.26M |
|
2256
On Holding
ONON
$11.9B
| $7.48M | ﹤0.01% |
219,857
-13,591
| -6% | -$593K |
|
2257
Daktronics
DAKT
$941M
| $7.48M | ﹤0.01% |
382,466
-39,523
| -9% | -$902K |
|
2258
Canadian Imperial Bank of Commerce
CM
$107B
| $7.46M | ﹤0.01% |
78,731
+1,471
| +2% | +$141K |
|
|
QDVO
2259
Amplify CWP Growth & Income ETF
QDVO
$718M
| $7.45M | ﹤0.01% |
279,570
+35,587
| +15% | +$1.01M |
|
2260
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
| $7.45M | ﹤0.01% |
268,035
+165,461
| +161% | +$4.51M |
|
2261
AvalonBay Communities
AVB
$27.1B
| $7.43M | ﹤0.01% |
45,515
-36,817
| -45% | -$6.43M |
|
2262
Inspire Global Hope ETF
BLES
$158M
| $7.43M | ﹤0.01% |
167,608
+68
| +0% | +$3.08K |
|
2263
Assurant
AIZ
$13.7B
| $7.42M | ﹤0.01% |
34,077
-8,279
| -20% | -$1.89M |
|
|
STK
2264
Columbia Seligman Premium Technology Growth Fund
STK
$837M
| $7.41M | ﹤0.01% |
195,321
+10,929
| +6% | +$431K |
|
|
ETG
2265
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
| $7.4M | ﹤0.01% |
367,874
-1,829
| -0.5% | -$41K |
|
2266
RenaissanceRe
RNR
$13.7B
| $7.39M | ﹤0.01% |
24,877
+2,843
| +13% | +$825K |
|
2267
Hartford Large Cap Growth ETF
HFGO
$200M
| $7.39M | ﹤0.01% |
302,553
+14,919
| +5% | +$387K |
|
2268
Innovator US Equity Buffer ETF April
BAPR
$403M
| $7.38M | ﹤0.01% |
150,749
+5,164
| +4% | +$250K |
|
|
SILA
2269
DELISTED
Sila Realty Trust
SILA
| $7.37M | ﹤0.01% |
311,433
+40,370
| +15% | +$990K |
|
2270
PUT
Alibaba
BABA
$269B
| $7.36M | ﹤0.01% |
58,700
+42,200
| +256% | +$6.34M |
|
2271
SSR Mining
SSRM
$5.57B
| $7.36M | ﹤0.01% |
250,386
-104,295
| -29% | -$2.77M |
|
2272
Simplify Interest Rate Hedge ETF
PFIX
$172M
| $7.35M | ﹤0.01% |
159,005
+110,479
| +228% | +$5.05M |
|
2273
JPMorgan Inflation Managed Bond ETF
JCPI
$865M
| $7.35M | ﹤0.01% |
151,821
+13,418
| +10% | +$650K |
|
|
FIGR
2274
Figure Technology Solutions
FIGR
$6.1B
| $7.34M | ﹤0.01% |
216,252
+108,857
| +101% | +$4.69M |
|
2275
iShares MSCI Poland ETF
EPOL
$669M
| $7.34M | ﹤0.01% |
201,542
-7,945
| -4% | -$291K |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.