LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2276
East-West Bancorp
EWBC
$17.9B
| $7.33M | ﹤0.01% |
68,642
+9,610
| +16% | +$1.08M |
|
2277
WisdomTree Mortgage Plus Bond Fund
MTGP
$69.9M
| $7.32M | ﹤0.01% |
165,698
+35,565
| +27% | +$1.59M |
|
|
SW
2278
Smurfit Westrock
SW
$25.5B
| $7.32M | ﹤0.01% |
183,760
+23,289
| +15% | +$1M |
|
2279
iShares Mortgage Real Estate ETF
REM
$542M
| $7.31M | ﹤0.01% |
340,439
+36,536
| +12% | +$820K |
|
2280
Toast
TOST
$16.8B
| $7.31M | ﹤0.01% |
275,568
+56,632
| +26% | +$1.69M |
|
2281
Cenovus Energy
CVE
$54.6B
| $7.3M | ﹤0.01% |
275,175
-58,476
| -18% | -$1.25M |
|
2282
Tyler Technologies
TYL
$12.2B
| $7.3M | ﹤0.01% |
21,311
+398
| +2% | +$148K |
|
|
STEW
2283
SRH Total Return Fund
STEW
$1.75B
| $7.29M | ﹤0.01% |
426,314
+32,601
| +8% | +$580K |
|
2284
PTC
PTC
$13.7B
| $7.28M | ﹤0.01% |
51,101
+1,664
| +3% | +$263K |
|
2285
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
| $7.28M | ﹤0.01% |
182,955
-393
| -0.2% | -$15.5K |
|
2286
BlackRock Multi-Sector Income Trust
BIT
$696M
| $7.27M | ﹤0.01% |
580,664
+56,496
| +11% | +$735K |
|
2287
FT Vest US Equity Moderate Buffer ETF February
GFEB
$377M
| $7.27M | ﹤0.01% |
176,920
+77,190
| +77% | +$3.22M |
|
2288
AppFolio
APPF
$5.85B
| $7.27M | ﹤0.01% |
46,048
+1,454
| +3% | +$276K |
|
|
ETW
2289
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
| $7.26M | ﹤0.01% |
827,436
+38,078
| +5% | +$351K |
|
2290
RLI Corp
RLI
$5.68B
| $7.26M | ﹤0.01% |
127,330
+2,184
| +2% | +$131K |
|
|
CHW
2291
Calamos Global Dynamic Income Fund
CHW
$544M
| $7.26M | ﹤0.01% |
1,000,034
-26,611
| -3% | -$207K |
|
2292
Dollar Tree
DLTR
$23.1B
| $7.26M | ﹤0.01% |
66,273
-181,699
| -73% | -$22.2M |
|
2293
First Trust Global Wind Energy ETF
FAN
$281M
| $7.25M | ﹤0.01% |
293,218
+8,380
| +3% | +$193K |
|
2294
Yum China
YUMC
$14.9B
| $7.25M | ﹤0.01% |
148,711
+22,457
| +18% | +$1.16M |
|
|
CHI
2295
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $7.24M | ﹤0.01% |
673,698
-55,558
| -8% | -$623K |
|
2296
Amplify BlueStar Israel Technology ETF
ITEQ
$114M
| $7.23M | ﹤0.01% |
125,706
+1,952
| +2% | +$116K |
|
2297
CRISPR Therapeutics
CRSP
$4.58B
| $7.23M | ﹤0.01% |
152,042
-18,789
| -11% | -$991K |
|
|
ECHO
2298
EchoStar
ECHO
$25.5B
| $7.23M | ﹤0.01% |
61,752
+44,944
| +267% | +$5.16M |
|
|
QSIG
2299
WisdomTree U.S. Short Term Corporate Bond Fund
QSIG
$53M
| $7.21M | ﹤0.01% |
148,696
+9,044
| +6% | +$442K |
|
2300
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
| $7.21M | ﹤0.01% |
104,251
+1,539
| +1% | +$109K |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.