LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ETH
3501
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.7B
| $2.02M | ﹤0.01% |
101,734
+46,797
| +85% | +$1.06M |
|
3502
Aecom
ACM
$9.07B
| $2.02M | ﹤0.01% |
23,797
-75,288
| -76% | -$7.14M |
|
3503
Cavco Industries
CVCO
$4.39B
| $2.02M | ﹤0.01% |
4,165
+668
| +19% | +$379K |
|
3504
First Trust DorseyWright DALI 1 ETF
DALI
$98.6M
| $2.02M | ﹤0.01% |
72,449
-2,209
| -3% | -$64.9K |
|
|
SPPP
3505
Sprott Physical Platinum and Palladium Trust
SPPP
$560M
| $2.01M | ﹤0.01% |
129,257
-12,584
| -9% | -$223K |
|
3506
Caesars Entertainment
CZR
$6.1B
| $2.01M | ﹤0.01% |
75,881
+25,655
| +51% | +$610K |
|
3507
Riot Platforms
RIOT
$8.52B
| $2M | ﹤0.01% |
162,165
+8,983
| +6% | +$138K |
|
3508
Korea Electric Power
KEP
$15.5B
| $2M | ﹤0.01% |
140,568
-11,133
| -7% | -$211K |
|
3509
Teucrium Corn Fund
CORN
$190M
| $2M | ﹤0.01% |
108,837
+83,951
| +337% | +$1.5M |
|
3510
ePlus
PLUS
$2.33B
| $2M | ﹤0.01% |
26,601
-3,235
| -11% | -$265K |
|
3511
iShares Self-Driving EV and Tech ETF
IDRV
$122M
| $2M | ﹤0.01% |
51,925
-1,181
| -2% | -$45.9K |
|
|
QCJA
3512
FT Vest Nasdaq-100 Conservative Buffer ETF - January
QCJA
$81M
| $2M | ﹤0.01% |
+92,836
| New | +$2.04M |
|
3513
Iovance Biotherapeutics
IOVA
$2.23B
| $2M | ﹤0.01% |
569,234
-53,838
| -9% | -$172K |
|
3514
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
| $2M | ﹤0.01% |
44,447
+434
| +1% | +$19.7K |
|
3515
Gabelli Financial Services Opportunities ETF
GABF
$49.4M
| $2M | ﹤0.01% |
47,977
+33,882
| +240% | +$1.5M |
|
|
FTNJ
3516
Franklin New Jersey Municipal Income ETF
FTNJ
$173M
| $2M | ﹤0.01% |
229,358
+35,387
| +18% | +$311K |
|
3517
PJT Partners
PJT
$4.37B
| $1.99M | ﹤0.01% |
14,215
+1,027
| +8% | +$162K |
|
3518
CAE Inc. Common Shares
CAE
$8.1B
| $1.99M | ﹤0.01% |
76,244
+12,221
| +19% | +$370K |
|
3519
Motley Fool Global Opportunities ETF
TMFG
$345M
| $1.98M | ﹤0.01% |
70,230
+18,913
| +37% | +$561K |
|
3520
Bread Financial
BFH
$4.21B
| $1.98M | ﹤0.01% |
26,460
-5,719
| -18% | -$421K |
|
3521
Sensata Technologies
ST
$6.65B
| $1.98M | ﹤0.01% |
56,201
+6,003
| +12% | +$212K |
|
3522
ORIX
IX
$44B
| $1.98M | ﹤0.01% |
65,982
+33,526
| +103% | +$1.06M |
|
3523
Camtek
CAMT
$6.9B
| $1.98M | ﹤0.01% |
13,043
+592
| +5% | +$89.8K |
|
3524
WisdomTree
WT
$2.97B
| $1.97M | ﹤0.01% |
135,633
+25,442
| +23% | +$393K |
|
3525
Calix
CALX
$2.27B
| $1.97M | ﹤0.01% |
40,250
+32,098
| +394% | +$1.68M |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.