LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3451
Northern Oil and Gas
NOG
$2.3B
| $2.13M | ﹤0.01% |
72,885
-5,243
| -7% | -$136K |
|
|
CON
3452
Concentra Group Holdings
CON
$4.04B
| $2.13M | ﹤0.01% |
99,166
+4,884
| +5% | +$109K |
|
3453
Hexcel
HXL
$8.32B
| $2.13M | ﹤0.01% |
26,279
+4,827
| +23% | +$407K |
|
3454
Mirion Technologies
MIR
$4.05B
| $2.12M | ﹤0.01% |
114,095
-1,620
| -1% | -$36.5K |
|
3455
Amplify Mobile Payments ETF
IPAY
$154M
| $2.12M | ﹤0.01% |
49,513
-4,661
| -9% | -$219K |
|
|
SLDE
3456
Slide Insurance Holdings
SLDE
$2.32B
| $2.12M | ﹤0.01% |
117,533
+20,094
| +21% | +$352K |
|
3457
Wingstop
WING
$3.68B
| $2.11M | ﹤0.01% |
13,647
-6,177
| -31% | -$1.48M |
|
3458
iShares MSCI Global Sustainable Development Goals ETF
SDG
$167M
| $2.11M | ﹤0.01% |
25,186
-544
| -2% | -$46.2K |
|
3459
Mobileye
MBLY
$2.03B
| $2.11M | ﹤0.01% |
307,764
+128,144
| +71% | +$1.16M |
|
|
QMNV
3460
FT Vest Nasdaq-100 Moderate Buffer ETF - November
QMNV
$57.1M
| $2.11M | ﹤0.01% |
92,789
+5,329
| +6% | +$124K |
|
|
LAC
3461
Lithium Americas
LAC
$986M
| $2.11M | ﹤0.01% |
534,798
+97,891
| +22% | +$481K |
|
3462
XPeng
XPEV
$11.8B
| $2.11M | ﹤0.01% |
123,460
+237
| +0.2% | +$4.4K |
|
3463
iShares Genomics Immunology and Healthcare ETF
IDNA
$189M
| $2.11M | ﹤0.01% |
72,542
+9,094
| +14% | +$264K |
|
3464
Chesapeake Utilities
CPK
$3.26B
| $2.11M | ﹤0.01% |
16,674
-45
| -0.3% | -$5.79K |
|
|
MYCH
3465
State Street My2028 Corporate Bond ETF
MYCH
$653M
| $2.1M | ﹤0.01% |
84,344
+12,369
| +17% | +$310K |
|
3466
Cirrus Logic
CRUS
$6.74B
| $2.09M | ﹤0.01% |
14,480
+4,198
| +41% | +$565K |
|
3467
Axcelis
ACLS
$4.12B
| $2.09M | ﹤0.01% |
22,497
-12,077
| -35% | -$1.07M |
|
3468
iShares US Small Cap Value Factor ETF
SVAL
$201M
| $2.09M | ﹤0.01% |
58,200
+19,443
| +50% | +$712K |
|
3469
BNY Mellon US Small Cap Core Equity ETF
BKSE
$28.6M
| $2.09M | ﹤0.01% |
55,080
-2,295
| -4% | -$90K |
|
|
AIV
3470
Aimco
AIV
$380M
| $2.09M | ﹤0.01% |
512,331
+17,734
| +4% | +$92.8K |
|
3471
Franklin FTSE Eurozone ETF
FLEU
$70.1M
| $2.08M | ﹤0.01% |
64,506
+22,682
| +54% | +$769K |
|
3472
PAR Technology
PAR
$637M
| $2.08M | ﹤0.01% |
156,286
+63,645
| +69% | +$1.49M |
|
3473
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$54.5M
| $2.08M | ﹤0.01% |
43,521
-1,865
| -4% | -$91.8K |
|
3474
Alpha Architect 1-3 Month Box ETF
BOXX
$13B
| $2.08M | ﹤0.01% |
17,910
+18
| +0.1% | +$2.08K |
|
|
KTF
3475
DWS Municipal Income Trust
KTF
$346M
| $2.08M | ﹤0.01% |
228,736
-324,341
| -59% | -$2.96M |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.