LPL Financial
UPST icon

LPL Financial’s Upstart Holdings UPST Stock Holding History

LPL Financial’s Portfolio UPST Stock Details UPST Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$207K Hold
9,000
– – ﹤0.01% 5800
2026
Q2 		$319K Buy
9,000
+1,000
+13% +$30.8K ﹤0.01% 5405
2026
Q1 		$205K Hold
8,000
– – ﹤0.01% 5476
2025
Q4 		$350K Hold
8,000
– – ﹤0.01% 5028
2025
Q3 		$406K Buy
+8,000
New +$563K ﹤0.01% 4802

Other funds holding UPST

BlackRock
BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.76T AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.21T AUM
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.44T AUM 36.12% 1-Year Est. Return
Halter Ferguson Financial
Halter Ferguson Financial Carmel, Indiana $577M AUM 16.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $106B AUM 2.29% 1-Year Est. Return

LPL Financial's UPST Position: Q3 2026 in Review

LPL Financial reduced its Upstart Holdings (UPST) stake by 13% in Q3 2026, selling an estimated $532K and leaving 123,052 shares worth $2.83M. The position accounts for ﹤0.01% of the portfolio, ranked #3414.

LPL Financial first reported a position in UPST in Q1 2021 and has held it in 23 quarters since. The position peaked at $12M in Q3 2021. 260 funds tracked by Wall St. Rank hold UPST as of Q3 2026.

  • LPL Financial held 123,052 shares of Upstart Holdings worth $2.83M as of Q3 2026.
  • LPL Financial sold 18,586 Upstart Holdings shares in Q3 2026, an estimated $532K.
  • Upstart Holdings made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #3414 holding.
  • LPL Financial first reported a position in Upstart Holdings in Q1 2021 and has held it in 23 quarters since.
  • LPL Financial's Upstart Holdings position peaked at $12M in Q3 2021.
  • 260 funds tracked by Wall St. Rank held Upstart Holdings as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.