LPL Financial’s AllianzIM Buffer15 Uncapped Allocation ETF SPBU Stock Holding History

LPL Financial’s Portfolio SPBU Stock Details SPBU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$384K	Hold	12,561	–	–	﹤0.01%	5317
2026 Q2	$380K	Hold	12,561	–	–	﹤0.01%	5272
2026 Q1	$341K	Hold	12,561	–	–	﹤0.01%	5100
2025 Q4	$354K	Buy	12,561 +4,161	+50%	+$117K	﹤0.01%	5022
2025 Q3	$233K	Buy	+8,400	New	+$225K	﹤0.01%	5239

Other funds holding SPBU

Savant Capital Rockford, Illinois $35B AUM 15.18% 1-Year Est. Return

Transcendent Capital Group Edmond, Oklahoma $248M AUM 19.5% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Optima Capital Beaverton, Oregon $253M AUM 15.59% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return

Patriot Financial Group Insurance Agency Westborough, Massachusetts $1.05B AUM 21.28% 1-Year Est. Return

CGN Advisors Manhattan, Kansas $1.29B AUM 9.53% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $9.06B AUM 17.42% 1-Year Est. Return

SFG

SageGuard Financial Group Goodlettsville, Tennessee $722M AUM 16.42% 1-Year Est. Return

LPL Financial's SPBU Position: Q3 2026 in Review

LPL Financial held its AllianzIM Buffer15 Uncapped Allocation ETF (SPBU) position steady in Q3 2026 at 12,561 shares worth $384K. The position accounts for ﹤0.01% of the portfolio, ranked #5317.

LPL Financial first reported a position in SPBU in Q3 2025 and has held it in 5 quarters since. 39 funds tracked by Wall St. Rank hold SPBU as of Q3 2026.

LPL Financial held 12,561 shares of AllianzIM Buffer15 Uncapped Allocation ETF worth $384K as of Q3 2026.
LPL Financial left its AllianzIM Buffer15 Uncapped Allocation ETF share count unchanged in Q3 2026.
AllianzIM Buffer15 Uncapped Allocation ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #5317 holding.
LPL Financial first reported a position in AllianzIM Buffer15 Uncapped Allocation ETF in Q3 2025 and has held it in 5 quarters since.
39 funds tracked by Wall St. Rank held AllianzIM Buffer15 Uncapped Allocation ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.