LPL Financial
RSO

LPL Financial’s Resource Capital Corp. RSO Stock Holding History

LPL Financial’s Portfolio RSO Stock Details RSO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-41,470
Closed -$447K – 3109
2017
Q3 		$447K Sell
41,470
-2,229
-5% -$23K ﹤0.01% 2034
2017
Q2 		$444K Sell
43,699
-185
-0.4% -$1.78K ﹤0.01% 1970
2017
Q1 		$418K Sell
43,884
-153
-0.3% -$1.33K ﹤0.01% 1956
2016
Q4 		$373K Sell
44,037
-3,949
-8% -$41K ﹤0.01% 1998
2016
Q3 		$592K Buy
47,986
+1,099
+2% +$14.3K 0.01% 1569
2016
Q2 		$586K Sell
46,887
-39,152
-46% -$481K ﹤0.01% 1539
2016
Q1 		$941K Buy
86,039
+6,455
+8% +$69.1K ﹤0.01% 1716
2015
Q4 		$1.03M Buy
79,584
+41,398
+108% +$514K ﹤0.01% 1660
2015
Q3 		$472K Sell
38,186
-47,171
-55% -$638K ﹤0.01% 1834
2015
Q2 		$1.33M Sell
85,357
-15,140
-15% -$261K 0.01% 1150
2015
Q1 		$1.8M Buy
100,497
+6,685
+7% +$128K 0.01% 966
2014
Q4 		$1.89M Buy
93,812
+9,524
+11% +$196K 0.01% 922
2014
Q3 		$1.65M Sell
84,288
-392
-0.5% -$8.49K 0.01% 972
2014
Q2 		$1.91M Buy
84,680
+71,512
+543% +$1.6M 0.01% 912
2014
Q1 		$293K Buy
13,168
+8,928
+211% +$210K ﹤0.01% 2144
2013
Q4 		$101K Buy
+4,240
New +$101K ﹤0.01% 2560

Other funds holding RSO

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
FTCM
First Trust Capital Management Chicago, Illinois $1.9B AUM 58.39% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
FM
Forward Management San Francisco, California $907M AUM 0.46% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
T
Tahithromos New York $71.9M AUM 0.24% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

LPL Financial's RSO Position: Q4 2017 in Review

LPL Financial sold out of Resource Capital Corp. (RSO) in Q4 2017, closing a stake of 41,470 shares — an estimated $447K sold.

LPL Financial first reported a position in RSO in Q4 2013 and held it in 16 quarters. The position peaked at $1.91M in Q2 2014. 102 funds tracked by Wall St. Rank hold RSO as of Q4 2017.

  • LPL Financial reported no remaining Resource Capital Corp. position as of Q4 2017 after selling out during the quarter.
  • LPL Financial sold 41,470 Resource Capital Corp. shares in Q4 2017, an estimated $447K.
  • LPL Financial first reported a position in Resource Capital Corp. in Q4 2013 and held it in 16 quarters.
  • LPL Financial's Resource Capital Corp. position peaked at $1.91M in Q2 2014.
  • 102 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q4 2017.

Based on LPL Financial's 13F filing for Q4 2017, filed 14 Feb 2018.