First Trust Capital Management’s Resource Capital Corp. RSO Stock Holding History

First Trust Capital Management’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-1,153,882	Closed	-$11M	–	60
2018 Q1	$11M	Sell	1,153,882 -544,987	-32%	-$5.04M	1.55%	23
2017 Q4	$15.9M	Buy	1,698,869 +339,774	+25%	+$3.4M	3.05%	9
2017 Q3	$14.7M	Buy	1,359,095 +223,753	+20%	+$2.3M	2.27%	12
2017 Q2	$11.5M	Buy	1,135,342 +974,618	+606%	+$9.38M	1.34%	17
2017 Q1	$1.57M	Buy	160,724 +82,383	+105%	+$715K	0.29%	26
2016 Q4	$653K	Buy	+78,341	New	+$813K	0.19%	27

Other funds holding RSO

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

CWA

Clarus Wealth Advisors Peoria, Arizona $260M AUM 27.97% 1-Year Est. Return

First Trust Capital Management's RSO Position: Q2 2018 in Review

First Trust Capital Management sold out of Resource Capital Corp. (RSO) in Q2 2018, closing a stake of 1,153,882 shares — an estimated $11M sold.

First Trust Capital Management first reported a position in RSO in Q4 2016 and held it in 6 quarters. The position peaked at $15.9M in Q4 2017. 3 funds tracked by Wall St. Rank hold RSO as of Q2 2018.

First Trust Capital Management reported no remaining Resource Capital Corp. position as of Q2 2018 after selling out during the quarter.
First Trust Capital Management sold 1,153,882 Resource Capital Corp. shares in Q2 2018, an estimated $11M.
First Trust Capital Management first reported a position in Resource Capital Corp. in Q4 2016 and held it in 6 quarters.
First Trust Capital Management's Resource Capital Corp. position peaked at $15.9M in Q4 2017.
3 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q2 2018.

Based on First Trust Capital Management's 13F filing for Q2 2018, filed 13 Aug 2018.