LPL Financial
ROCM

LPL Financial’s ROCHESTER MEDICAL CORP ROCM Stock Holding History

LPL Financial’s Portfolio ROCM Stock Details ROCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-13,350
Closed -$197K – 2637
2013
Q2 		$197K Buy
+13,350
New +$191K ﹤0.01% 2210

Other funds holding ROCM

GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
LIM
Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return
WIC
Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return
CCMU
Cheyne Capital Management (UK) London, United Kingdom $27.9M AUM 36.14% 1-Year Est. Return
TA
Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GCIA
Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return
PGIM
Pacific Global Investment Management Glendale, California $70.7M AUM 14.46% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

LPL Financial's ROCM Position: Q3 2013 in Review

LPL Financial sold out of ROCHESTER MEDICAL CORP (ROCM) in Q3 2013, closing a stake of 13,350 shares — an estimated $197K sold.

LPL Financial first reported a position in ROCM in Q2 2013 and held it in 1 quarter. The position peaked at $197K in Q2 2013. 68 funds tracked by Wall St. Rank hold ROCM as of Q3 2013.

  • LPL Financial reported no remaining ROCHESTER MEDICAL CORP position as of Q3 2013 after selling out during the quarter.
  • LPL Financial sold 13,350 ROCHESTER MEDICAL CORP shares in Q3 2013, an estimated $197K.
  • LPL Financial first reported a position in ROCHESTER MEDICAL CORP in Q2 2013 and held it in 1 quarter.
  • LPL Financial's ROCHESTER MEDICAL CORP position peaked at $197K in Q2 2013.
  • 68 funds tracked by Wall St. Rank held ROCHESTER MEDICAL CORP as of Q3 2013.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.