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ROCM

ROCHESTER MEDICAL CORP
ROCM

Delisted

ROCM was delisted on the 13th of November, 2013.

68 hedge funds and large institutions have $149M invested in ROCHESTER MEDICAL CORP in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more capital invested

Capital invested by funds: $79.1M → $149M (+$69.5M)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

3% less funds holding

Funds holding: 7068 (-2)

11% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 18

Holders
68
Holders Change
-2
Holders Change %
-2.86%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
16
Increased
21
Reduced
20
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$18.9M +$7.13M +437,506 +86%
GF
2
Gabelli Funds
New York
$12.1M +$4.07M +249,696 +70%
LIM
3
Longfellow Investment Management
Massachusetts
$12M +$9.78M +600,000 New
WIC
4
Water Island Capital
New York
$10.4M +$8.46M +518,984 New
CCMU
5
Cheyne Capital Management (UK)
United Kingdom
$8.68M +$7.09M +435,000 New
TA
6
Teton Advisors
New York
$8.52M +$624K +38,267 +10%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$6.95M +$15K +918 +0.3%
GCIA
8
Gabelli & Co Investment Advisers
New York
$6.46M +$5.28M +323,729 New
PGIM
9
Pacific Global Investment Management
California
$6.39M -$6.07M -372,650 -54%
Vanguard Group
10
Vanguard Group
Pennsylvania
$6.2M +$16.4K +1,007 +0.3%
BFA
11
BlackRock Fund Advisors
California
$6.14M +$581K +35,638 +13%
HA
12
Havens Advisors
New York
$6.05M +$4.94M +303,146 New
Renaissance Technologies
13
Renaissance Technologies
New York
$3.65M +$1.63M +99,700 +120%
Northern Trust
14
Northern Trust
Illinois
$3.26M -$59K -3,619 -2%
COPPSERS
15
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.24M +$2.65M +162,480 New
GCL
16
Glazer Capital LLC
New York
$2.8M +$2.29M +140,260 New
State Street
17
State Street
Massachusetts
$2.73M -$35.4K -2,173 -2%
BIT
18
BlackRock Institutional Trust
California
$2.37M +$118K +7,268 +7%
TC
19
TFS Capital
Pennsylvania
$1.77M +$278K +17,054 +24%
WA
20
Wasatch Advisors
Utah
$1.6M -$369K -22,613 -22%
HM
21
Harvest Management
New York
$1.39M +$1.13M +69,500 New
KIA
22
Kopp Investment Advisors
Minnesota
$1.29M -$305K -18,710 -22%
BC
23
Bruce & Co
Illinois
$1.25M
SKK
24
Shepherd Kaplan Krochuk
Massachusetts
$1.1M
Bank of New York Mellon
25
Bank of New York Mellon
New York
$1.06M -$688K -42,194 -44%

ROCM Hedge Fund Activity: Q3 2013 in Review

68 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ROCHESTER MEDICAL CORP (ROCM) for Q3 2013, worth a combined $149M — up 88% from $79.1M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of ROCM and 16 opened new positions — a net loss of 2 holders — while 20 trimmed existing stakes and 21 added.

The largest buyer was Longfellow Investment Management, opening a new position worth an estimated $9.78M. The largest seller was Pacific Global Investment Management, cutting an estimated $6.07M.

  • 68 institutional investors held ROCHESTER MEDICAL CORP (ROCM) as of Q3 2013, down from 70 in Q2 2013.
  • Funds reported $149M of ROCHESTER MEDICAL CORP stock for Q3 2013, up 88% quarter-over-quarter.
  • 16 funds opened new ROCHESTER MEDICAL CORP positions in Q3 2013 and 18 closed out, a net change of -2 holders.
  • The largest ROCHESTER MEDICAL CORP buyer in Q3 2013 was Longfellow Investment Management, an estimated $9.78M added.
  • The largest ROCHESTER MEDICAL CORP seller in Q3 2013 was Pacific Global Investment Management, an estimated $6.07M sold.

Based on aggregated 13F filings for Q3 2013.