LPL Financial

LPL Financial’s CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock CORR.PRA Stock Holding History

LPL Financial’s Portfolio CORR.PRA Stock Details CORR.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-15,495	Closed	-$388K	–	2953
2017 Q2	$388K	Buy	15,495 +25	+0.2%	+$624	﹤0.01%	2080
2017 Q1	$391K	Buy	15,470 +20	+0.1%	+$500	﹤0.01%	2007
2016 Q4	$379K	Buy	15,450 +30	+0.2%	+$720	﹤0.01%	1977
2016 Q3	$382K	Buy	15,420 +600	+4%	+$14.8K	﹤0.01%	1942
2016 Q2	$355K	Sell	14,820 -14,820	-50%	-$324K	﹤0.01%	1946
2016 Q1	$620K	Buy	29,640 +2,000	+7%	+$34.1K	﹤0.01%	2011
2015 Q4	$514K	Buy	27,640 +13,820	+100%	+$292K	﹤0.01%	2169
2015 Q3	$303K	Buy	+13,820	New	+$334K	﹤0.01%	2188

Other funds holding CORR.PRA

Forward Management San Francisco, California $907M AUM 0.46% 1-Year Est. Return

Orinda Asset Management Lafayette, California $48.7M AUM 26.85% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

Daiwa Securities Group

Daiwa Securities Group Tokyo, Japan $34.6B AUM 20.7% 1-Year Est. Return

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return