Lombard Odier Asset Management (USA)’s Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 BURU.WS Stock Holding History

Lombard Odier Asset Management (USA)’s Portfolio BURU.WS Stock Details BURU.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-75,000	Closed	-$13K	–	449
2022 Q1	$13K	Hold	75,000	–	–	﹤0.01%	303
2021 Q4	$39K	Hold	75,000	–	–	﹤0.01%	320
2021 Q3	$44K	Hold	75,000	–	–	﹤0.01%	306
2021 Q2	$101K	Hold	75,000	–	–	﹤0.01%	275
2021 Q1	$77K	Buy	+75,000	New	+$126K	﹤0.01%	300

Other funds holding BURU.WS

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Walleye Capital New York $28B AUM 44.22% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 26.7% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $1.14B AUM 6.91% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.02% 1-Year Est. Return

SCM

Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Caption Management Oklahoma City, Oklahoma $17.1B AUM 70.99% 1-Year Est. Return

Meteora Capital Boca Raton, Florida $1.36B AUM 20.06% 1-Year Est. Return

Lombard Odier Asset Management (USA)'s BURU.WS Position: Q3 2023 in Review

Lombard Odier Asset Management (USA) sold out of Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 (BURU.WS) in Q3 2023, closing a stake of 75,000 shares — an estimated $2.5K sold.

Lombard Odier Asset Management (USA) first reported a position in BURU.WS in Q3 2022 and held it in 2 quarters. The position peaked at $6K in Q3 2022. 31 funds tracked by Wall St. Rank hold BURU.WS as of Q3 2023.

Lombard Odier Asset Management (USA) reported no remaining Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 position as of Q3 2023 after selling out during the quarter.
Lombard Odier Asset Management (USA) sold 75,000 Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 shares in Q3 2023, an estimated $2.5K.
Lombard Odier Asset Management (USA) first reported a position in Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 in Q3 2022 and held it in 2 quarters.
Lombard Odier Asset Management (USA)'s Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 position peaked at $6K in Q3 2022.
31 funds tracked by Wall St. Rank held Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 as of Q3 2023.

Based on Lombard Odier Asset Management (USA)'s 13F filing for Q3 2023, filed 14 Nov 2023.