Lion Street Advisors’s FT Vest Fund of Buffer ETFs BUFR Stock Holding History

Lion Street Advisors’s Portfolio BUFR Stock Details BUFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-56,448	Closed	-$1.8M	–	253
2025 Q2	$1.8M	Buy	56,448 +2,164	+4%	+$65.1K	0.54%	36
2025 Q1	$1.61M	Buy	54,284 +2,953	+6%	+$90.2K	0.51%	37
2024 Q4	$1.56M	Buy	51,331 +1,133	+2%	+$34.4K	0.5%	37
2024 Q3	$1.5M	Buy	50,198 +151	+0.3%	+$4.41K	0.52%	36
2024 Q2	$1.45M	Buy	50,047 +10,857	+28%	+$306K	0.54%	34
2024 Q1	$1.04M	Hold	39,190	–	–	0.43%	45
2023 Q4	$1.04M	Buy	39,190 +1,995	+5%	+$50.4K	0.43%	45
2023 Q3	$911K	Buy	+37,195	New	+$935K	0.3%	65
2023 Q2	–	Sell	-41,428	Closed	-$972K	–	245
2023 Q1	$972K	Buy	+41,428	New	+$950K	0.3%	57
2022 Q4	–	Sell	-24,975	Closed	-$520K	–	153
2022 Q3	$520K	Buy	+24,975	New	+$555K	0.26%	55

Other funds holding BUFR

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wealth Enhancement Advisory Services

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

MML Investors Services

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return