Lion Point Capital’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Lion Point Capital’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-50,000	Closed	-$21.4M	–	33
2023 Q3	$21.4M	Hold	50,000	–	–	9.52%	4
2023 Q2	$22.2M	Sell	50,000 -100,000	-67%	-$42M	10.02%	4
2023 Q1	$61.4M	Sell	150,000 -907,000	-86%	-$362M	25.29%	1
2022 Q4	$404M	Buy	1,057,000 +828,500	+363%	+$318M	57.54%	1
2022 Q3	$81.6M	Hold	228,500	–	–	17.98%	1
2022 Q2	$86.2M	Buy	+228,500	New	+$93.6M	9.81%	3
2016 Q4	–	Sell	-1,700,000	Closed	-$368M	–	17
2016 Q3	$368M	Buy	+1,700,000	New	+$367M	48.32%	1

Other funds holding SPY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CTC (Chicago Trading Company)

CTC (Chicago Trading Company) Chicago, Illinois $217B AUM 46.5% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TD Asset Management

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return