Lion Point Capital’s iShares Russell 2000 ETF IWM Stock Holding History

Lion Point Capital’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-82,500	Closed	-$18.2M	–	21
2024 Q3	$18.2M	Hold	82,500	–	–	40.58%	1
2024 Q2	$16.7M	Sell	82,500 -165,000	-67%	-$33.3M	30.51%	1
2024 Q1	$52M	Buy	247,500 +82,500	+50%	+$16.5M	29.09%	2
2023 Q4	$33.1M	Hold	165,000	–	–	16.57%	3
2023 Q3	$29.2M	Buy	+165,000	New	+$31M	12.99%	3
2022 Q4	–	Sell	-183,800	Closed	-$30.3M	–	37
2022 Q3	$30.3M	Sell	183,800 -1,346,200	-88%	-$246M	6.68%	4
2022 Q2	$259M	Buy	+1,530,000	New	+$282M	29.5%	1
2021 Q4	–	Sell	-600,000	Closed	-$131M	–	37
2021 Q3	$131M	Hold	600,000	–	–	24.61%	1
2021 Q2	$138M	Hold	600,000	–	–	23.78%	1
2021 Q1	$133M	Buy	+600,000	New	+$131M	24.12%	1
2020 Q2	–	Sell	-705,000	Closed	-$80.7M	–	26
2020 Q1	$80.7M	Sell	705,000 -1,485,000	-68%	-$221M	21.29%	1
2019 Q4	$363M	Buy	2,190,000 +879,500	+67%	+$139M	33.7%	1
2019 Q3	$198M	Sell	1,310,500 -90,000	-6%	-$13.7M	22.12%	1
2019 Q2	$218M	Sell	1,400,500 -1,434,500	-51%	-$221M	21.44%	1
2019 Q1	$434M	Buy	2,835,000 +2,826,000	+31,400%	+$425M	39.22%	1
2018 Q4	$121M	Sell	9,000 -1,313,500	-99%	-$196M	18.95%	1
2018 Q3	$223M	Sell	1,322,500 -335,000	-20%	-$56.6M	20.94%	1
2018 Q2	$271M	Sell	1,657,500 -650,000	-28%	-$104M	24.43%	1
2018 Q1	$350M	Sell	2,307,500 -400,000	-15%	-$61.8M	32.18%	1
2017 Q4	$413M	Buy	2,707,500 +851,000	+46%	+$128M	35.78%	1
2017 Q3	$275M	Buy	1,856,500 +763,500	+70%	+$107M	27.91%	1
2017 Q2	$154M	Buy	1,093,000 +221,500	+25%	+$30.7M	21.38%	1
2017 Q1	$120M	Buy	+871,500	New	+$119M	17.51%	1

Other funds holding IWM

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Rafferty Asset Management New York $43.9B AUM 121.74% 1-Year Est. Return

Empower Advisory Group Greenwood Village, Colorado $41.9B AUM 18.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Lion Point Capital's IWM Position: Q4 2020 in Review

Lion Point Capital sold out of iShares Russell 2000 ETF (IWM) in Q4 2020, closing a stake of 93,000 shares — an estimated $13.9M sold.

Lion Point Capital first reported a position in IWM in Q4 2019 and held it in 2 quarters. The position peaked at $36.6M in Q4 2019. 1,750 funds tracked by Wall St. Rank hold IWM as of Q4 2020.

Lion Point Capital reported no remaining iShares Russell 2000 ETF position as of Q4 2020 after selling out during the quarter.
Lion Point Capital sold 93,000 iShares Russell 2000 ETF shares in Q4 2020, an estimated $13.9M.
Lion Point Capital first reported a position in iShares Russell 2000 ETF in Q4 2019 and held it in 2 quarters.
Lion Point Capital's iShares Russell 2000 ETF position peaked at $36.6M in Q4 2019.
1,750 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q4 2020.

Based on Lion Point Capital's 13F filing for Q4 2020, filed 16 Feb 2021.