Lion Point Capital’s iShares Russell 2000 ETF IWM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-82,500	Closed	-$18.2M	–	21
2024 Q3	$18.2M	Hold	82,500	–	–	40.58%	1
2024 Q2	$16.7M	Sell	82,500 -165,000	-67%	-$33.3M	30.51%	1
2024 Q1	$52M	Buy	247,500 +82,500	+50%	+$16.5M	29.09%	2
2023 Q4	$33.1M	Hold	165,000	–	–	16.57%	3
2023 Q3	$29.2M	Buy	+165,000	New	+$31M	12.99%	3
2022 Q4	–	Sell	-183,800	Closed	-$30.3M	–	37
2022 Q3	$30.3M	Sell	183,800 -1,346,200	-88%	-$246M	6.68%	4
2022 Q2	$259M	Buy	+1,530,000	New	+$282M	29.5%	1
2021 Q4	–	Sell	-600,000	Closed	-$131M	–	37
2021 Q3	$131M	Hold	600,000	–	–	24.61%	1
2021 Q2	$138M	Hold	600,000	–	–	23.78%	1
2021 Q1	$133M	Buy	+600,000	New	+$131M	24.12%	1
2020 Q2	–	Sell	-705,000	Closed	-$80.7M	–	26
2020 Q1	$80.7M	Sell	705,000 -1,485,000	-68%	-$221M	21.29%	1
2019 Q4	$363M	Buy	2,190,000 +879,500	+67%	+$139M	33.7%	1
2019 Q3	$198M	Sell	1,310,500 -90,000	-6%	-$13.7M	22.12%	1
2019 Q2	$218M	Sell	1,400,500 -1,434,500	-51%	-$221M	21.44%	1
2019 Q1	$434M	Buy	2,835,000 +2,826,000	+31,400%	+$425M	39.22%	1
2018 Q4	$121M	Sell	9,000 -1,313,500	-99%	-$196M	18.95%	1
2018 Q3	$223M	Sell	1,322,500 -335,000	-20%	-$56.6M	20.94%	1
2018 Q2	$271M	Sell	1,657,500 -650,000	-28%	-$104M	24.43%	1
2018 Q1	$350M	Sell	2,307,500 -400,000	-15%	-$61.8M	32.18%	1
2017 Q4	$413M	Buy	2,707,500 +851,000	+46%	+$128M	35.78%	1
2017 Q3	$275M	Buy	1,856,500 +763,500	+70%	+$107M	27.91%	1
2017 Q2	$154M	Buy	1,093,000 +221,500	+25%	+$30.7M	21.38%	1
2017 Q1	$120M	Buy	+871,500	New	+$119M	17.51%	1