Lion Point Capital’s iShares Russell 2000 ETF IWM Stock Holding History

Lion Point Capital’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-93,000	Closed	-$13.9M	–	26
2020 Q3	$13.9M	Buy	+93,000	New	+$14M	3.06%	11
2020 Q1	–	Sell	-221,000	Closed	-$32.9M	–	27
2019 Q4	$36.6M	Buy	+221,000	New	+$34.9M	3.4%	9

Other funds holding IWM

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Rafferty Asset Management New York $43.9B AUM 121.74% 1-Year Est. Return

Empower Advisory Group Greenwood Village, Colorado $41.9B AUM 18.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Lion Point Capital's IWM Position: Q4 2020 in Review

Lion Point Capital sold out of iShares Russell 2000 ETF (IWM) in Q4 2020, closing a stake of 93,000 shares — an estimated $13.9M sold.

Lion Point Capital first reported a position in IWM in Q4 2019 and held it in 2 quarters. The position peaked at $36.6M in Q4 2019. 1,750 funds tracked by Wall St. Rank hold IWM as of Q4 2020.

Lion Point Capital reported no remaining iShares Russell 2000 ETF position as of Q4 2020 after selling out during the quarter.
Lion Point Capital sold 93,000 iShares Russell 2000 ETF shares in Q4 2020, an estimated $13.9M.
Lion Point Capital first reported a position in iShares Russell 2000 ETF in Q4 2019 and held it in 2 quarters.
Lion Point Capital's iShares Russell 2000 ETF position peaked at $36.6M in Q4 2019.
1,750 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q4 2020.

Based on Lion Point Capital's 13F filing for Q4 2020, filed 16 Feb 2021.