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LPAM

Legion Partners Asset Management Portfolio holdings

AUM $138M
1-Year Est. Return 53.69%
This Fund
S&P 500
This Quarter Est. Return
+13.14%
1 Year Est. Return
+53.69%
3 Year Est. Return
+95.46%
5 Year Est. Return
+115.09%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$59.3M
Cap. Flow
+$32M
Cap. Flow %
11.46%
Top 10 Hldgs %
99.6%
Holding
11
New
1
Increased
4
Reduced
3
Closed
–

Top Buys

Rank Stock Value
1
BSFT
BroadSoft, Inc.
BSFT
+$26.5M
2
FN icon
Fabrinet
FN
+$9.65M
3
ZOES
Zoe's Kitchen, Inc.
ZOES
+$6.83M
4
TBNK
Territorial Bancorp Inc.
TBNK
+$4.05M
5
CHEF icon
Chefs' Warehouse
CHEF
+$2.8M

Top Sells

Rank Stock Value
1
WIFI
Boingo Wireless, Inc.
WIFI
+$17.7M
2
VG
Vonage Holdings Corporation
VG
+$120K
3
BANC icon
Banc of California
BANC
+$54.2K

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 26.39%
3 Industrials 17.69%
4 Consumer Staples 11.8%
5 Communication Services 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BANC icon
1
Banc of California
BANC
$3.27B
$60.1M 21.57%
2,898,479
-2,750
-0.1% -$54.2K
BSFT
2
DELISTED
BroadSoft, Inc.
BSFT
$46.7M 16.76%
929,226
+579,835
+166% +$26.5M
FSTR icon
3
Foster
FSTR
$439M
$36M 12.93%
1,584,223
– –
CHEF icon
4
Chefs' Warehouse
CHEF
$4.09B
$32.9M 11.8%
1,704,239
+174,876
+11% +$2.8M
FN icon
5
Fabrinet
FN
$16.1B
$27.3M 9.79%
736,709
+235,900
+47% +$9.65M
WIFI
6
DELISTED
Boingo Wireless, Inc.
WIFI
$21.1M 7.58%
989,604
-962,029
-49% -$17.7M
VG
7
DELISTED
Vonage Holdings Corporation
VG
$19.7M 7.05%
2,416,220
-16,000
-0.7% -$120K
TBNK
8
DELISTED
Territorial Bancorp Inc.
TBNK
$13.4M 4.82%
426,047
+134,400
+46% +$4.05M
RCMT icon
9
RCM Technologies
RCMT
$205M
$13.3M 4.76%
2,321,139
– –
ZOES
10
DELISTED
Zoe's Kitchen, Inc.
ZOES
$7.08M 2.54%
+560,172
New +$6.83M
USATP
11
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$1.11M 0.4%
44,250
– –

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LIA
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Legion Partners Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Legion Partners Asset Management held 11 positions worth $279M, up 27% from $220M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Legion Partners Asset Management deployed $32M of net new capital in Q3 2017, opening 1 new position and adding to 4 existing holdings. Its largest new stake was Zoe's Kitchen, Inc.: 560,172 shares worth $7.08M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Boingo Wireless, Inc., an estimated $17.7M trimmed.

  • Legion Partners Asset Management's largest Q3 2017 buy was Zoe's Kitchen, Inc.: 560,172 shares worth $7.08M.
  • Legion Partners Asset Management added most to BroadSoft, Inc. in Q3 2017, an estimated $26.5M increase.
  • Legion Partners Asset Management's biggest Q3 2017 reduction was Boingo Wireless, Inc., cutting an estimated $17.7M.
  • Legion Partners Asset Management's ten largest holdings make up 100% of its $279M portfolio in Q3 2017.
  • Legion Partners Asset Management opened 1 new position and closed 0 in Q3 2017.
  • Legion Partners Asset Management's portfolio value rose 27% quarter-over-quarter to $279M.

Based on Legion Partners Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.