LPAM

Legion Partners Asset Management Portfolio holdings

AUM $166M
This Quarter Return
+1.51%
1 Year Return
+1.98%
3 Year Return
+70.95%
5 Year Return
+191.13%
10 Year Return
–
AUM
$166M
AUM Growth
+$166M
Cap. Flow
+$27.8M
Cap. Flow %
16.73%
Top 10 Hldgs %
99.91%
Holding
13
New
1
Increased
4
Reduced
1
Closed
2

Top Buys

1
BANC icon
Banc of California
BANC
$29.3M
2
FSTR icon
Foster
FSTR
$2.44M
3
CBR
CIBER Inc.
CBR
$971K
4
CHEF icon
Chefs' Warehouse
CHEF
$847K
5
TREC
Trecora Resources
TREC
$157K

Top Sells

1
FGNX
Fundamental Global
FGNX
$3.94M
2
KTEC
Key Technology Inc
KTEC
$1.36M
3
SHOR
ShoreTel, Inc.
SHOR
$619K

Sector Composition

1 Financials 40.47%
2 Industrials 18.01%
3 Communication Services 9.42%
4 Consumer Staples 8.91%
5 Technology 5.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BANC icon
1
Banc of California
BANC
$2.67B
$58.2M 31.87%
2,812,579
+1,416,800
+102% +$29.3M
WIFI
2
DELISTED
Boingo Wireless, Inc.
WIFI
$27.5M 15.07%
2,119,333
– –
FSTR icon
3
Foster
FSTR
$276M
$18.9M 10.35%
1,512,726
+195,313
+15% +$2.44M
VG
4
DELISTED
Vonage Holdings Corporation
VG
$15.7M 8.57%
2,478,170
– –
CHEF icon
5
Chefs' Warehouse
CHEF
$2.57B
$14.8M 8.11%
1,066,463
+60,917
+6% +$847K
RCMT icon
6
RCM Technologies
RCMT
$201M
$11M 6.05%
2,321,139
– –
TBNK
7
DELISTED
Territorial Bancorp Inc.
TBNK
$9.09M 4.98%
291,647
– –
SHOR
8
DELISTED
ShoreTel, Inc.
SHOR
$5.04M 2.76%
820,005
-100,700
-11% -$619K
CBR
9
DELISTED
CIBER Inc.
CBR
$4.89M 2.68%
12,234,812
+2,428,705
+25% +$971K
USATP
10
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$939K 0.51%
44,250
– –
TREC
11
DELISTED
Trecora Resources
TREC
$157K 0.09%
+14,100
New +$157K
FGNX
12
Fundamental Global
FGNX
$18.6M
– –
-505,000
Closed -$3.94M
KTEC
13
DELISTED
Key Technology Inc
KTEC
– –
-116,448
Closed -$1.36M